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Adviser Profile

As of Date 03/26/2025
Adviser Type - Large advisory firm
Number of Employees 16 23.08%
of those in investment advisory functions 7 40.00%
Registration Georgia, Terminated, 10/31/2019
Other registrations (3)
AUM* 371,771,293 47.74%
of that, discretionary 371,771,293 47.74%
Private Fund GAV* 0
Avg Account Size 139,764 32.75%
% High Net Worth < 0.01% -100.00%
SMA’s Yes
Private Funds 0
Contact Info 770 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

278M 239M 199M 159M 119M 80M 40M
2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SER TR $ Position$22,756,042 % Position11.00% $ Change-17.00% # Change-13.00%
Stck Ticker00888H794 Stock NameAIM ETF PRODUCTS TRUST $ Position$17,182,990 % Position9.00% $ Change-5.00% # Change-3.00%
Stck Ticker00888H802 Stock NameAIM ETF PRODUCTS TRUST $ Position$14,022,426 % Position7.00% $ Change-3.00% # Change-2.00%
Stck Ticker00888H877 Stock NameAIM ETF PRODUCTS TRUST $ Position$14,845,126 % Position7.00% $ Change-5.00% # Change-2.00%
Stck Ticker82889N657 Stock NameSIMPLIFY EXCHANGE TRADED FUN $ Position$14,337,173 % Position7.00% $ Change24.00% # Change20.00%
Stck Ticker00888H505 Stock NameAIM ETF PRODUCTS TRUST $ Position$10,508,502 % Position5.00% $ Change-4.00% # Change-3.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$10,506,558 % Position5.00% $ Change-8.00% # Change-4.00%
Stck Ticker82889N798 Stock NameSIMPLIFY EXCHANGE TRADED FUN $ Position$7,583,015 % Position4.00% $ Change76.00% # Change63.00%
Stck Ticker33740U679 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$6,338,909 % Position3.00% $ Change-5.00% # Change-3.00%
Stck Ticker210322509 Stock NameELEVATION SERIES TRUST $ Position$4,797,606 % Position2.00% $ Change-5.00% # Change-5.00%

Brochure Summary