ROUNDHILL INVESTMENTS other names

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Adviser Profile

As of Date:

04/29/2024

Adviser Type:

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Number of Employees:

5 -37.50%

of those in investment advisory functions:

4 -20.00%

Registration:

SEC, Approved, 4/8/2019

AUM:

716,786,124 31.02%

of that, discretionary:

716,786,124 31.02%

Private Fund GAV:

24,640,442 -0.01%

Avg Account Size:

71,678,612 4.82%

SMA’s:

NO

Private Funds:

1

Contact Info

646 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
1B 1B 955M 764M 573M 382M 191M
2019 2020 2021 2022 2023

Recent News

BETZ ETF Crosses $500 Million In Assets Under Management
03/17/2021

Shares are bought and sold at market price not net asset value (NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Roundhill Financial Inc serves as ...

prnewswire.com

BETZ ETF Crosses $500 Million In Assets Under Management
03/16/2021

Shares are bought and sold at market price not net asset value (NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Roundhill Financial Inc serves as ...

wfmz.com

BETZ ETF Crosses $500 Million In Assets Under Management
03/16/2021

Shares are bought and sold at market price not net asset value (NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Roundhill Financial Inc serves as ...

Yahoo Finance

BETZ ETF Crosses $500 Million In Assets Under Management
03/16/2021

Shares are bought and sold at market price not net asset value (NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Roundhill Financial Inc serves as ...

markets.businessinsider.com


Private Funds Structure

Fund Type Count GAV
Private Equity Fund 1 $24,640,442

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Private Funds



Employees




Brochure Summary

Overview

Roundhill Financial Inc. (“Roundhill”, “Roundhill Investments”, “Adviser” or the “Firm”) is a registered investment adviser with Securities and Exchange Commission (“SEC”) that operates as a privately held corporation and has provided investment advisory services since April 8, 2019. Roundhill’s principal owners and co-founders William Hershey and Timothy Maloney. As of April 8th, 2024, David Mazze serves as Chief Executive Officer. Roundhill acts as the Adviser exchange-traded-funds (“ETFs. Roundhill also acts as investment manager and general partner to Roundhill SPV 1, LLC (the “Private Fund”), a Delaware limited liability company that operates under exemption from registration under the Securities Exchange Act of 1933. Roundhill’s clients include registered investment companies and a private commingled vehicle exempt
from registration under the Securities Exchange Act of 1933. Roundhill provides advisory services to its clients in accordance with each client’s investment objectives, guidelines and restrictions, as set forth in their respective offering documents, registration documents and operation agreements. As Roundhill currently does not have any individual or natural person clients, it does not tailor its investment advice to an individual’s particular needs or restrictions. Roundhill currently does not provide investment advisory services through any wrap fee programs. As of December 31, 2023, Roundhill provides investment advisory services for $716,786,124 in client assets on a discretionary basis. Roundhill does not manage any assets to which it provides advisory services on a non-discretionary basis.