9AT: GREENWICH IVY CAPITAL LLC

GREENWICH IVY CAPITAL LLC

other names

GREENWICH IVY CAPITAL LLC

Adviser Profile

Registration status

Terminated

As of Date	01/06/2025
ADV Location	GREENWICH, CT, United States
Adviser Type - An investment adviser (or subadviser) to an investment company
Number of Employees	1
of those in investment advisory functions	1

AUM^*	26,816,000 15%
of that, discretionary	26,816,000 15%
Private Fund GAV^*	0 -100%
Avg Account Size	13,408,000 15%
SMA’s	Yes
Private Funds	0 1
Contact Info	646 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

24M 21M 17M 14M 10M 7M 3M

2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. The Company Greenwich Ivy Capital LLC (“Greenwich Ivy”, “Firm”, or “Adviser”) is a privately held limited liability company organized under the laws of Delaware that has been registered with the U.S. Securities and Exchange Commission since March 2019. Chetan Jindal is the founder, owner, Chief Compliance Officer (“CCO”), and Chief Executive Officer (“CEO”) of Greenwich Ivy and, as such, the Adviser and its operations are solely under his control. B. Advisory Services Greenwich Ivy offers advisory services to private funds. The Firm provides discretionary investment advisory services to a private investment fund organized as a Delaware limited partnership (the “Private Fund,” the “Clients” or “Funds”). Services Limited to Specific Types of Investments Greenwich Ivy generally limits its investment advice and/or money management to mutual funds, equities, bonds, fixed income, debt securities, exchange-traded

funds (“ETFs”), master limited partnerships (“MLPs”), hedge funds, real estate investment trusts (“REITs”), insurance products including annuities, private placements, and securities issued by the U.S. government or agencies thereunder. Greenwich Ivy may use other securities as well to help diversify and invest a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions Greenwich Ivy manages investments for its Clients in accordance with the respective governing documents and investment management agreements outlining the investment objectives applicable to each client. Fund investors do not have the ability to impose specific restrictions on securities or types of securities that each of the Funds will invest in. D. Greenwich Ivy does not partake in wrap fee programs. E. As of December 31, 2023, Greenwich Ivy had $26,816,000 regulatory assets under management on a discretionary basis.