9AT: HW CAPITAL LLC

Advisers
HW CAPITAL LLC
Summary

HW CAPITAL LLC

Summary Contacts News Filings Brochure Private Funds Service Providers

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other names

HW CAPITAL LLC

Adviser Profile

As of Date	03/30/2026
ADV Location	SANTA MONICA, CA, United States
Adviser Type - Large advisory firm
Number of Employees	2
of those in investment advisory functions	2
Registration	SEC, Approved, 10/24/2018

AUM^*	320,950,405 11%
of that, discretionary	0
Private Fund GAV^*	0
Avg Account Size	11,067,255 11%
% High Net Worth	100.00%
SMA’s	Yes
Private Funds	0
Contact Info	818 xxxxxxx

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- Fixed fees (other than subscription fees)

Reported AUM

355M 305M 254M 203M 152M 102M 51M

2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

HW Capital LLC (“Adviser” or “HW Capital”) is dedicated to providing wealth management services primarily to ultra high-net worth individuals and their families. Our firm is a limited liability company and was founded in 2018 and has been in the business as an investment adviser since that time. Our firm is wholly-owned by Paul Haaga III and Brian Weissert (the “Managing Partners”). HW Capital provides fully integrated investment management and wealth planning services to its clients. HW Capital advises clients over diversified asset classes and financial instruments, including stocks, bonds, mutual funds, alternative investments in third-party managed private funds, third- party managed separately managed accounts,

commercial real estate, and direct private placements. HW Capital’s services are based on the individual needs of its clients and it tailors its investment recommendations to each client’s goals. Clients may impose reasonable restrictions in the written investment management agreement with HW Capital or at any time by providing written instructions to HW Capital. These investment management agreements also include information about HW Capital’s management fee, termination rights and proxy voting authorities. HW Capital does not participate in wrap fee programs. As of December 31, 2023, HW Capital had total regulatory assets under management of $288,726,739 managed on a non-discretionary basis.

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