9AT: YAUPON CAPITAL MANAGEMENT LP

other names

YAUPON CAPITAL MANAGEMENT LP

Adviser Profile

As of Date	03/28/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	17 13%
of those in investment advisory functions	11 10%
Registration	SEC, Approved, 10/01/2018

AUM^*	3,645,096,000
of that, discretionary	3,645,096,000 57%
Private Fund GAV^*	3,645,096,000
Avg Account Size	520,728,000 -33%
SMA’s	No
Private Funds	7
Contact Info	646 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count7	GAV$3,645,096,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CABANA ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM576.7m	#Funds-
Adviser SERONE CAPITAL MANAGEMENT LLP	Hedge Fund1.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM2.8b	#Funds6
Adviser DG PARTNERS LLP	Hedge Fund1.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM1.6b	#Funds6
Adviser AGAMERICA LENDING LLC	Hedge Fund1.5b	Liquidity Fund-	Private Equity Fund39.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6b	AUM1.9b	#Funds2
Adviser NORTH PEAK CAPITAL MANAGEMENT, LLC	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.7b	#Funds8
Adviser CYNDEO WEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund37.9m	Total Private Fund GAV37.9m	AUM2.6b	#Funds1
Adviser CARRONADE CAPITAL MANAGEMENT, LP	Hedge Fund3.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.1b	AUM3.3b	#Funds9
Adviser AJOVISTA	Hedge Fund20.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.3m	AUM190.0m	#Funds6
Adviser TRIUM CAPITAL LLP	Hedge Fund701.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV701.8m	AUM3.8b	#Funds8
Adviser ALTFEST PERSONAL WEALTH MANAGEMENT	Hedge Fund12.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.6m	AUM1.8b	#Funds3

Brochure Summary

Overview

Description of Advisory Firm Yaupon is an investment adviser with its principal place of business in New York, New York. The Investment Manager is a limited partnership formed in February 2018 under the laws of the State of Delaware. Steve Pattyn is the founder and Chief Investment Officer (“CIO”). Yaupon offers investment advisory services to private funds (referred to collectively herein as the “Funds,” and the “Clients” that are intended only for sophisticated investors. Currently, the Funds consist of:
• Yaupon Fund LP, a Delaware limited partnership (“Domestic Fund”);
• Yaupon Funds (CI) Ltd., a Cayman Islands exempted limited partnership (“Offshore Fund”); and
• Yaupon Master Fund LP, a Cayman Islands exempted limited partnership (the “Master Fund”), which serves as the master fund into which the Domestic Fund and Offshore Fund invest substantially all of their assets. The Domestic Fund and Offshore Fund may make some investments directly (instead of through the Master Fund) in certain entities or other assets (e.g., master limited partnerships) in the energy and related sectors, although such investments are not expected to exceed 20% of the Domestic Fund or Offshore Fund’s net assets (measured at the time of investment). The Funds are managed according to the investment objectives and strategies outlined in each Fund’s Confidential Private Placement Memorandum and other governing and offering documents (for each Fund, the “Fund Documents”) and are generally

not tailored to any particular private Investor in the Funds (each, an “Investor”). Yaupon Capital GP LLC, (“Yaupon Capital GP” or the “General Partner”), a Delaware limited liability company, is the general partner of the Domestic Fund and the Master Fund. Steve Pattyn is the managing member of Yaupon Capital GP. As of December 31, 2023, the Investment Manager managed approximately $2,317,403,000 of regulatory assets under management on a discretionary basis. Further, the Investment Manager may, from time to time, permit certain individuals and/or entities to co- invest alongside the Funds and/or other Clients. Such individuals and/or entities may be affiliated with the Investment Manager and/or the General Partner. The decision as to whether to make co-investments and to whom such co-investment opportunities are offered is made by the Investment Manager in its sole discretion, and Investors may not have a right to participate in co-investments. Co-investments may result in the investment in, or the disposal of, shares of a particular investment by co-investors at the same time or on the same terms as the Funds and/or other Clients. Notwithstanding the foregoing, to the extent employees of the Investment Manager are permitted to participate in co-investments, co-investment opportunities are only offered to employees after the Funds and other Clients have received their target investment allocations. Co-investors generally bear their pro rata portion of the expenses related to the co- investment.

YAUPON CAPITAL MANAGEMENT LP

Adviser Profile

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