Adviser Profile

As of Date 08/03/2026
Registration SEC, Approved, 08/31/2018
ADV Location WESTERVILLE, OH, United States
Contact Info (61 xxxxxxx
Websites
AUM* 709,717,823 18%
of that, discretionary 709,717,823 18%
Number of Employees 7
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 375,512 13%
% High Net Worth 32.39% -11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

710M 608M 507M 406M 304M 203M 101M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$50,261,393 % Position10.00% $ Change18.00% # Change3.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$24,634,251 % Position5.00% $ Change13.00% # Change2.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$24,294,931 % Position5.00% $ Change16.00% # Change1.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$22,286,521 % Position4.00% $ Change32.00% # Change3.00%
Stck Ticker09661T107 Stock NameBNY MELLON ETF TRUST $ Position$22,343,511 % Position4.00% $ Change23.00% # Change7.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$14,157,540 % Position3.00% $ Change-3.00% # Change-7.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$15,825,620 % Position3.00% $ Change23.00% # Change8.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$9,637,612 % Position2.00% $ Change19.00% # Change-4.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$9,084,995 % Position2.00% $ Change6.00% # Change0.00%
Stck Ticker464287549 Stock NameISHARES TR $ Position$10,823,513 % Position2.00% $ Change35.00% # Change-2.00%

Brochure Summary