Adviser Profile

As of Date 01/23/2026
Registration SEC, Approved, 08/20/2018
Other registrations (2)
Contact Info 720 xxxxxxx
Websites
AUM* 285,639,406 15%
of that, discretionary 279,424,924 16%
Number of Employees 5 -17%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 428,888 10%
% High Net Worth 60.96% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

279M 240M 200M 160M 120M 80M 40M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary