Adviser Profile

As of Date 02/04/2026
Registration SEC, Approved, 08/15/2018
Other registrations (4)
ADV Location BURLINGTON, VT, United States
Contact Info (80 xxxxxxx
Websites
AUM* 1,363,708,936 71%
of that, discretionary 1,349,229,936 74%
Number of Employees 23 44%
of those in investment advisory functions 13 44%
Private Fund GAV* 0
Avg Account Size 339,992 34%
% High Net Worth 27.44% 18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 964M 771M 578M 385M 193M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A672 Stock NameSPDR SERIES TRUST $ Position$162,976,620 % Position11.00% $ Change6.00% # Change7.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS $ Position$109,274,019 % Position8.00% $ Change23.00% # Change522.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$112,207,347 % Position8.00% $ Change13.00% # Change-1.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$118,273,541 % Position8.00% $ Change9.00% # Change2.00%
Stck Ticker78464A664 Stock NameSPDR SERIES TRUST $ Position$100,434,604 % Position7.00% $ Change8.00% # Change8.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$100,900,075 % Position7.00% $ Change24.00% # Change8.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$80,541,907 % Position6.00% $ Change30.00% # Change2.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$69,113,478 % Position5.00% $ Change17.00% # Change5.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$43,867,404 % Position3.00% $ Change14.00% # Change-5.00%
Stck Ticker78468R853 Stock NameSPDR SERIES TRUST $ Position$46,395,195 % Position3.00% $ Change30.00% # Change9.00%

Brochure Summary