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Adviser Profile

Registration status Terminated
As of Date 12/15/2023
Adviser Type - Large advisory firm
Number of Employees 10 -28.57%
of those in investment advisory functions 6 -25.00%
AUM* 192,870,806 -37.70%
of that, discretionary 187,988,450 -24.43%
Private Fund GAV* 0
Avg Account Size 257,504 -9.34%
% High Net Worth 13.55% -9.33%
SMA’s Yes
Private Funds 0
Contact Info 678 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

249M 213M 178M 142M 107M 71M 36M
2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary