Adviser Profile

As of Date 05/07/2026
Registration SEC, Approved, 11/16/2017
Other registrations (5)
Contact Info (51 xxxxxxx
Websites
AUM* 227,823,265 37%
of that, discretionary 222,102,232 36%
Number of Employees 5 -17%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 168,011 43%
% High Net Worth 8.36% 58%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Business development companies
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

222M 190M 159M 127M 95M 63M 32M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary