General Information Matthias Private Wealth, LLC, a Florida limited liability company, was formed in July 2017. The Adviser delivers comprehensive investment advisory services, including portfolio management, financial planning, estate planning and charitable planning, as well as tax planning and preparation services, consulting, bookkeeping and bill pay services to individuals, trusts, estates, charitable organizations, corporations, limited liability companies, other business entities and pension and profit-sharing plans, as further described below. Matthias & Matthias, PL, a law firm, for which Richard R. Matthias is the sole owner and serves as managing partner, and MPW Consulting, LLC, a business consulting firm, for which Richard R. Matthias is the sole owner and serves as a manager, are related persons of the Adviser. The Adviser seeks to coordinate client services with these and other professionals to provide a coherent host of services managed within one team of professionals in a collaborative workspace. Other professionals (e.g., attorneys, accountants, insurance agents and others, collectively referred to herein as “outside professionals”) are engaged directly by the client on an as-needed basis. Principal Owners Richard R. Matthias is the sole principal owner of the Adviser. SERVICES PROVIDED Investment Advisory Services Investment Plan. The Adviser provides discretionary and non-discretionary portfolio management services as well as financial planning, estate planning and charitable planning services to individuals, trusts, estates, charitable organizations, corporations, limited liability companies, other business entities and pension and profit-sharing plans. At the outset of each client relationship, the Adviser spends time with the client, asking questions, discussing the client’s investment experience and financial circumstances, and broadly identifying major goals of the client. Based on all of the information gathered, the Adviser generally develops with each client the client’s investment objectives and guidelines (the “Investment Plan”), generally taking into account the client’s age, financial circumstances, occupation and employment, investment goals and risk tolerance level. The Investment Plan is a reflection of the client’s current financial picture and future goals and outlines the types of investments the Adviser will make or recommend on behalf of the client based on the Adviser’s own research and analysis in order to meet those goals. The elements of the Investment Plan are shared periodically with each client, but are not necessarily written documents. The Adviser may provide clients investment advice with respect to cash, publicly traded securities, or privately traded investments, such as business interests, real estate and various intangible assets, and may consider assets which are not under the Adviser’s immediate control or direction. The Adviser may consider the tax implications for a client of one or more strategies that may be used in carrying out an Investment Plan. In addition, the Adviser may consult with the client’s outside professionals (e.g., legal, tax, estate planning advisors), to ensure the Investment Plan is consistent with the client’s larger wealth plan, and Matthias & Matthias, PL and MPW Consulting, LLC may serve as such outside professionals. With respect to certain matters, the Adviser may advise clients to seek the assistance of outside professionals and coordinate with these outside professionals. A client’s Investment Plan will be updated from time to time when requested by the client, or when determined to be necessary or advisable by the Adviser based on updates to the client’s financial or other circumstances. Portfolio Management. To implement the client’s Investment Plan, the Adviser will manage the client’s investment portfolio on a discretionary or a non-discretionary basis pursuant to an investment advisory agreement with the client. As a discretionary investment adviser, the Adviser will have the authority to supervise and direct the portfolio without prior consultation with the client. Clients who choose a non-discretionary arrangement must be contacted prior to the execution of any trade in the account(s) under management. This may result in a delay in executing recommended trades, which could adversely affect the performance of the portfolio. This delay also normally means the affected account(s) will not be able to participate in block trades, a practice designed to enhance the execution quality, timing and/or cost for all accounts included in the block. In a non-discretionary arrangement, the client retains the responsibility for the final decision on all actions taken with respect to the portfolio. Notwithstanding the foregoing, clients may impose certain written restrictions on the Adviser in the management of their investment portfolios, such as prohibiting the inclusion of certain types of investments in an investment portfolio or prohibiting the sale of certain investments held in the account at the commencement of the relationship. Each client should note, however, that restrictions imposed by a client may adversely affect the composition and performance of the client’s investment portfolio. Each client should also note that his or her investment portfolio is treated individually by giving consideration to each purchase or sale for the client’s account. For these and other reasons, performance of client investment portfolios within the same investment objectives, goals and/or risk tolerance may differ and clients should not expect that the composition or performance of their investment portfolios would necessarily be consistent with similar clients of the Adviser. Use of Sub-Advisers. When appropriate and in accordance with the Investment Plan for a client, the Adviser may engage on behalf of a client one or more separate account managers (each, a “Sub- Adviser”) to manage all or a portion of a client’s portfolio. Having access to various Sub-Advisers offers a wide variety of manager styles, increases opportunities for portfolio diversity and allows clients the opportunity to utilize more than one Sub-Adviser if necessary, to meet the needs and investment objectives of the client. Factors that the Adviser considers in selecting Sub-Advisers generally include the client’s stated investment objective(s), management style, performance, risk level, reputation, financial strength, reporting, pricing, and research. The Sub-Adviser(s) will generally be granted discretionary trading authority to provide investment advisory services for the portfolio, and the Adviser will be granted discretion to engage or terminate Sub-Advisers for a client’s portfolio. When one or more Sub-Advisers are utilized, the Sub-Advisers’ fees are generally separate from and in addition to the Adviser’s fees. With respect to assets managed by a Sub-Adviser, the Adviser’s role will be to monitor the overall financial situation of the client, to monitor the investment approach and performance of the Sub- Adviser(s), and to assist the client in understanding the investments of the portfolio. Financial Planning. In conjunction with portfolio management services, on an annual or other periodic basis, the Adviser offers financial planning through its Personal and Trust Finances services. Depending on a client’s particular situation, financial planning may include some or all of the following: wealth plan review, portfolio review, updates to the Investment Plan, personal financial statement review, risk management, budgeting, comprehensive review of all client assets (including those outside the portfolio), retirement planning, education funding and tax strategies and concepts, and each service may be coordinated with clients’ outside professionals, and Matthias & Matthias, PL or

MPW Consulting, LLC may serve as such an outside professional. While financial planning services will not include detailed analyses of specific securities, it may incorporate personal income and expense analysis as well as cash flow and liquidity discussions for assets owned individually by clients or indirectly via a business entity or trust for which clients have a beneficial or legal interest. Financial plans may, but are not always, reduced to a written document. The goal of financial planning is to assess the financial circumstances of the client in order to more effectively develop the client’s Investment Plan. Financial planning is offered as a complement to a client’s Investment Plan and is not offered as a stand-alone service. Estate Planning. At a client’s direction, the Adviser may annually review the client’s estate plan in conjunction with its portfolio management services to address tax law changes and fluctuating asset levels, among other issues. Clients may direct the Adviser to coordinate estate planning with the client’s outside professionals. Certain clients may engage Matthias & Matthias, PL to provide legal services in connection with estate planning pursuant to a separate agreement between the client and Matthias & Matthias, PL. Charitable Planning. In concert with the tax, legal and estate planning advice provided to clients by outside professionals, the Adviser may annually review the current status and future direction of a client’s charitable plan and adjust the client’s Investment Plan accordingly. Tax Coordination Services The Adviser offers tax coordination services to clients regarding their portfolios, which includes identifying and developing relationships with affiliated service providers, including Matthias & Matthias, PL, and third party outside professionals, and sharing client information with such tax professionals, as requested by the client, to facilitate the outside services being provided, which may include one or more of the following: state income tax, federal income tax, estate, gift and generation- skipping tax returns for individual U.S. residents, individual nonresident aliens, estates, trusts, corporations, partnerships, schedule C businesses, foundations, charitable organizations and other not-for-profit and for-profit entities. The Adviser’s tax coordination services generally are provided in conjunction with other services provided by the Adviser, and no additional fee is charged for such services. Tax Planning & Preparation Services The Adviser offers tax planning and assistance in preparation of state and federal income taxes and estate, gift and generation-skipping taxes for individual U.S. residents, individual nonresident aliens, estates, trusts, corporations, partnerships, schedule C businesses, foundations, charitable organizations and other not-for-profit and for-profit entities. The Adviser may outsource such tax services to unaffiliated or affiliated tax service providers. All such tax services are provided pursuant to one or more separate agreements with the client for an additional fee. Special Projects. The Adviser may be engaged to provide a client with tax-related services with respect to a discrete, special project, which may involve tax planning or other related matters. In such case, the scope of the project will be agreed upon by the client and the Adviser at the time of the engagement. Consulting Services The Adviser offers consulting services including business strategy, operations, succession, management and other consulting services. The Adviser’s consulting services generally are provided in conjunction with other services provided by the Adviser. All such consulting services are provided pursuant to one or more separate agreements with the client and are generally for an additional fee. The Adviser may outsource such consulting services to unaffiliated or affiliated consulting service providers. Certain clients may engage MPW Consulting, LLC to provide consulting services pursuant to a separate agreement between the client and MPW Consulting, LLC. Bookkeeping Services The Adviser offers bookkeeping services, which may include accounts payable, accounts receivable, reconciliation, statement production and maintenance of a general ledger, which entails booking and coding expenditures and receipts. The Adviser may provide bookkeeping services for accounts which are not part of the Adviser’s portfolio management services and for businesses controlled by the Adviser’s clients. The Adviser’s bookkeeping services generally are provided in conjunction with other services provided by the Adviser. All such bookkeeping services are provided pursuant to one or more separate agreements with the client and are generally for an additional fee. The Adviser may outsource such bookkeeping services to unaffiliated or affiliated bookkeeping service providers. Bill Pay Services The Adviser offers bill pay services through which Adviser arranges to pay those obligations of a client made known to the Adviser regarding the client’s financial affairs (including, without limitation, gifts, donations and other third-party obligations such as invoices, bills, debts, mortgages, etc.). Such payments are made on behalf of and out of the client’s assets, including the client’s portfolio. The Adviser’s bill pay services generally are provided in conjunction with other services provided by the Adviser. All such bill pay services are provided pursuant to one or more separate agreements with the client and are generally for an additional fee and may be subject to a maximum number of bill pay transactions per month. For bill pay services, the Adviser requires that a minimum cash balance be maintained, which may impact overall account performance, and such minimums are determined on a case by case basis by the Adviser, and may be adjusted by the Adviser from time to time. The Adviser may sell securities in the client’s portfolio accounts from time to time in order to ensure an appropriate amount of cash is available to pay the client’s obligations, which may trigger or cause additional tax liability to the client. The Adviser may outsource such bill pay services to unaffiliated or affiliated bill pay service providers. Special Asset Transactions Occasionally, the Adviser may be engaged to provide clients with advice or services with respect to the purchase, sale or management of assets other than securities, such as real estate, private loans, vehicles or other special assets. These services will be detailed in a separate agreement between the Adviser and the client. Where the transaction requires the engagement of outside professionals, such as attorneys or accountants, the Adviser will, if requested by the client, coordinate with such outside professionals. Certain clients may engage Matthias & Matthias, PL or MPW Consulting, LLC to provide legal services or business consulting services, respectively, in connection with such transactions, but the Adviser does not require that clients do so. If clients engage Matthias & Matthias, PL or MPW Consulting, LLC in connection with such a transaction, the respective services to be provided by the Adviser and Matthias & Matthias, PL or MPW Consulting, LLC will be detailed in separate agreements between the client and the Adviser and Matthias & Matthias, PL or MPW Consulting, LLC, respectively. Ancillary Services Occasionally, the Adviser may be engaged to provide clients with advice or services other than, or, in addition to, those listed above. In this event, those services will be detailed in a separate agreement between the Adviser and the client. Type and Value of Assets Currently Managed As of January 31, 2023, the Adviser had $ 166,379,640 in discretionary regulatory assets under management and $29,941,907 in non-discretionary regulatory assets under management.