Adviser Profile

AUM* 599,108,779 7%
of that, discretionary 584,762,379 7%
Number of Employees 11
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 328,099 1%
% High Net Worth 14.33% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

685M 587M 490M 392M 294M 196M 98M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$44,856,417 % Position9.00% $ Change12.00% # Change-3.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$30,701,199 % Position6.00% $ Change9.00% # Change-4.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$28,965,362 % Position6.00% $ Change9.00% # Change-1.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$28,827,312 % Position6.00% $ Change17.00% # Change2.00%
Stck Ticker464287465 Stock NameISHARES TR $ Position$20,076,580 % Position4.00% $ Change4.00% # Change-3.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$19,447,558 % Position4.00% $ Change29.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$15,481,626 % Position3.00% $ Change9.00% # Change-5.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$14,301,319 % Position3.00% $ Change7.00% # Change-6.00%
Stck Ticker464287234 Stock NameISHARES TR $ Position$11,281,014 % Position2.00% $ Change17.00% # Change-3.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$11,140,677 % Position2.00% $ Change10.00% # Change-1.00%

Brochure Summary