Integrity Advisory, LLC (also referred to as “IA” throughout this document) is an investment advisor and
limited liability company formed under the laws of the State of Kansas. Prior to changing the firm’s legal
name in May of 2013, the firm was known as “Integrity Investment Advisors, LLC.” The firm also chose to
shorten and change the name from Integrity Advisory Group, LLC to Integrity Advisory, LLC in September
of 2016.
• We have been registered as an investment advisor since January 2005.
• IA’s controlling owner, managing member, President and Chief Compliance Officer is Tony
Moeller.
• We provide fee-only investment advisory services through IA. The nature and extent of the
specific services provided to clients will always depend on each client’s financial status,
objectives and needs, time horizons, concerns, expectations, and risk tolerance.
Description of Primary Advisory Services
Investment Advisory Services
The primary service we provide is our Investment Advisory Service. This service includes not only
providing continuous investment advice to clients, but also making actual investments for clients based on
their individual needs. IA develops individualized strategies to focus on each specific client’s goals and
objectives using model portfolios or using customized portfolios depending on the client’s situation. Your
investment suitability factors will drive our asset allocation and investment recommendations and
selections.
When recommending and selecting investments for client portfolios or for model portfolios, we analyze
specific characteristics and factors related to each particular security being considered. For example,
when selecting mutual funds, we review mutual fund performance, fees associated with the mutual fund,
volatility, rank, size, manager tenure, and similar items. When recommending and selecting model
portfolio allocations for clients, we assess information provided by the client including their investment
needs, objectives, and desires.
We will manage your accounts on a discretionary basis based on information you provide to us. You will
receive and are asked to complete a questionnaire regarding your specific investment objectives and
financial situation. Whenever your objectives or financial circumstances change, it is imperative that you
notify IA immediately to inform us of the changes so that we can document those changes and make
changes to your investments if needed.
Financial Consulting Services
IA provides Financial Consulting Services related to specific areas of client concern on matters that are
outside the scope of the services and assets managed by IA, through our Investment Advisory Services
program described in the preceding section.
If you elect to engage our firm for this service, our recommendations and advice will depend on factors
and variables such as your tax bracket, income needs, financial/investment goals, and their associated
time horizon. Our advice
may include investment and insurance consulting, as well as advice on cash
management, debt management, retirement income planning, planned giving, education funding and
business retirement planning. Some clients may request and receive more in-depth Financial Consulting
Services that relate to various aspects of the retirement analysis process. All related retirement analysis
advice is specific to particular subjects and areas of concern to you and are not intended to be
comprehensive in nature.
At times, our Financial Consulting Services may include advice regarding a particular investment that is
not managed by IA or may include assistance with the implementation of a transaction on your behalf.
However, it is important to note that we do not provide continuous and ongoing supervision over such
assets when serving in this consulting role. If indicated in the agreement for services executed between
IA and the client, IA may have limited trading authorization on the account and may be able to implement
transactions on the client’s behalf. These services will always be provided on a non-discretionary basis,
meaning, IA will obtain your consent prior to executing a transaction on your behalf.
Retirement Plan Services
IA also provides retirement plan services to businesses which may include plan level services such as
discretionary management services, non-discretionary management services, and investment advisory
services related to different types of retirement plans. When providing management services, the firm is
responsible for implementing recommendations. When the firm is providing advisory services, the client is
responsible for implementation of recommendations.
Tailored Advisory Services to Individual Needs of Clients
Our services are always provided based on the individual needs of the individual client. You are given the
ability to impose restrictions on your accounts including specific investment selections and sectors.
Because IA is a registered investment adviser, we are required to meet certain fiduciary standards when
providing investment advice to clients. Additionally, when we provide investment advice related to a
retirement plan account or an individual retirement account, we are considered fiduciaries within the
meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as
applicable, which are laws governing retirement accounts. As such, we are required to act in your best
interest and not put our interest ahead of yours, even though our compensation creates some conflicts
with your interests in that the more you have us manage, the more we can earn. Our clients however are
under no obligation to use services recommended by our associated persons. Furthermore, we believe
that our recommendations are in the best interests of our clients and are consistent with our clients’
needs.
Client Assets Managed by IA
As of 3/31/2023, IA had $0 in assets under management.