Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 03/24/2017
Other registrations (3)
Contact Info 414 xxxxxxx
Websites
AUM* 317,944,313 30%
of that, discretionary 317,944,313 30%
Number of Employees 6 20%
of those in investment advisory functions 4 100%
Private Fund GAV* 0
Avg Account Size 1,521,265 23%
% High Net Worth 33.49% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

318M 273M 227M 182M 136M 91M 45M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFAC SPONSORED ADS $ Position$17,224,518 % Position8.00% $ Change39.00% # Change-1.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$11,476,291 % Position5.00% $ Change29.00% # Change-1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$10,388,526 % Position5.00% $ Change16.00% # Change1.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST ST STR P500ETF $ Position$11,199,987 % Position5.00% $ Change18.00% # Change3.00%
Stck Ticker02079K107 Stock NameALPHABET INC CAP STK CL C $ Position$9,082,521 % Position4.00% $ Change23.00% # Change0.00%
Stck Ticker922908736 Stock NameVANGUARD INDEX FDS GROWTH ETF $ Position$9,278,155 % Position4.00% $ Change19.00% # Change504.00%
Stck Ticker74762E102 Stock NameQUANTA SVCS INC $ Position$8,187,366 % Position4.00% $ Change15.00% # Change-12.00%
Stck TickerM7516K103 Stock NameNOVA LTD $ Position$6,143,910 % Position3.00% $ Change-1.00% # Change-21.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$6,732,147 % Position3.00% $ Change1.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC CAP STK CL A $ Position$6,551,338 % Position3.00% $ Change23.00% # Change-1.00%

Brochure Summary