Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 12/01/2016
Other registrations (2)
ADV Location NEWPORT BEACH, CA, United States
Contact Info (94 xxxxxxx
Websites
AUM* 662,386,166 40%
of that, discretionary 648,533,820 47%
Number of Employees 10 25%
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 781,116 14%
% High Net Worth 83.09% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

649M 556M 463M 371M 278M 185M 93M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$68,471,712 % Position21.00% $ Change14.00% # Change-1.00%
Stck Ticker464287242 Stock NameISHARES TR $ Position$30,609,022 % Position10.00% $ Change5.00% # Change5.00%
Stck Ticker03168L105 Stock NameAMNEAL PHARMACEUTICALS INC $ Position$23,650,203 % Position7.00% $ Change38.00% # Change-1.00%
Stck Ticker464287598 Stock NameISHARES TR $ Position$21,896,048 % Position7.00% $ Change11.00% # Change-2.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$19,629,542 % Position6.00% $ Change15.00% # Change297.00%
Stck Ticker46429B267 Stock NameISHARES TR $ Position$20,491,991 % Position6.00% $ Change109.00% # Change110.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$17,297,224 % Position5.00% $ Change21.00% # Change0.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$9,301,249 % Position3.00% $ Change9.00% # Change-6.00%
Stck Ticker911312106 Stock NameUNITED PARCEL SVCS INC $ Position$9,798,489 % Position3.00% $ Change9.00% # Change0.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$8,509,253 % Position3.00% $ Change16.00% # Change1.00%

Brochure Summary