AlphaCore Capital LLC (“AlphaCore”), doing business as AlphaCore Wealth Advisory, is an investment adviser registered with the Securities and Exchange Commission (“SEC”) since September 28, 2016 and is a limited liability company formed under the laws of the State of Delaware. AlphaCore has been in business as an investment adviser since February of 2015 (previously registered with the state of California). Richard “Dick” Pfister is the CEO and President, Managing Member and majority owner of AlphaCore. Mr. Pfister acts in a general supervisory capacity, including oversight of AlphaCore’s Chief Compliance Officer, and general supervision of sales activities of AlphaCore’s investment adviser representatives. Mr. Pfister is also President of AlphaCore Services, Inc., an affiliated servicing company that is not registered in any capacity. Mr. Pfister also acts in the capacity of President, CEO and Managing Member for AlphaCore Insurance Services LLC, a wholly owned subsidiary of the Adviser. This affiliate was formed in November 2021 and commenced operations in March 2022. Full details of the education and business background of Dick Pfister are provided in his Form ADV Part 2B, which is delivered to new clients, upon material revision, or upon request. CWC Genesis Investor, LLC is an equity partner with a minority interest in AlphaCore (over 25% but under 50%). Certain CWC executives also serve on AlphaCore’s Management Committee, which provides AlphaCore with extensive knowledge in wealth management, technology and strategic planning. This team is utilized to ensure AlphaCore advances the objective of providing the highest level of wealth management services for our clients and advisors. Description of Advisory Services AlphaCore provides investment management, financial planning and wealth preservation services to high‐net‐worth clients. The following are descriptions of the primary advisory services of AlphaCore. At the beginning of the client relationship, a written agreement, which details the exact terms of the service, must be signed by each client and AlphaCore before we can provide any advisory services. Investment Management Services AlphaCore offers Investment Management services, which involves AlphaCore providing continuous and ongoing supervision over the assets in our clients’ advisory accounts. AlphaCore believes a well‐constructed portfolio combining liquid and illiquid alternative investments and traditional investments may outperform over time with reduced volatility. AlphaCore generally manages all client assets on a fully discretionary basis but will provide non‐ discretionary management under certain circumstances. Please refer to Item 16 for further information regarding our discretionary authority. Clients managed accounts are held by qualified custodian(s) under the name of each client. The qualified custodians maintain physical custody of all funds and securities in client accounts, and clients retain all rights of ownership (e.g., right to withdraw securities or cash, exercise or delegate proxy voting and receive transaction confirmations of the assets in their account(s)). Participant Account Management‐ We use a third‐party platform to facilitate management of held away assets such as defined contribution plan participant accounts (401k assets, etc.), with discretion. The platform allows us to avoid being considered to have custody of Client funds since we do not have direct access to Client log‐in credentials to affect trades. We are not affiliated with the platform in any way and receive no compensation from them for using their platform. If elected, a link will be provided to the Client allowing them to connect an account(s) to the platform. Once Client account(s) is connected to the platform, Adviser will review the current account allocations, and rebalance the account as necessary. AlphaCore’s access to these accounts and funds are limited to viewing, allocating and rebalancing (i.e., no authority to disburse funds, etc.) If the Client changes log in credentials, they will receive another link to reset AlphaCore’s unique access to the account(s). Other than our agreed advisory fee, this service does not increase fees since AlphaCore pays for the expense associated with this service. Accounts are managed by us based on each client’s financial situation, investment objectives and risk tolerance. At the beginning of the relationship, we obtain certain information from each client to determine their financial situation and investment objectives, along with any investment restrictions. AlphaCore does not assume any responsibility for the accuracy of the information provided by clients and we are not obligated to verify the information received. We rely upon the information when managing our clients’ assets and clients are responsible for notifying us of any updates or changes to this information. However, as part of our services, we periodically contact clients to determine if any changes or updates regarding their financial situation, risk tolerance or investment objectives have occurred. We are always reasonably available to consult with clients regarding the status of the investments in their managed account(s). Clients have the ability to impose reasonable restrictions on the management of the assets in their accounts, including the ability to instruct us not to purchase certain securities. Please refer to the financial planning section. In the event that a client notifies AlphaCore of changes in the client’s financial circumstances or objectives, AlphaCore will review such changes and recommend and/or make any necessary revisions to the client’s portfolio to bring it in line with the changes. Investment adviser representatives will periodically meet with clients to review the client’s investment goals and current advisory portfolios. Representatives are also available during normal business hours to consult with clients. It is important to understand that we manage investments for a number of clients and may give advice or take actions for certain clients that is different from the advice we provide to other clients. We are not obligated to buy, sell or recommend to a client any security or other investment that we may buy, sell or recommend for any other clients, or for our own accounts. Conflicts of interest may arise in the allocation of investment opportunities among accounts that we manage. We strive to allocate investment opportunities believed to be appropriate for our clients equitably and consistently with the best interests of all accounts involved. However, there can be no assurance that a particular investment opportunity that comes to our attention will be allocated in any particular manner. If we obtain material, non‐public information about a security or its issuer that we may not lawfully use or disclose, we have absolutely no obligation to disclose the information to any client or use it for any client’s benefit. Retirement Plan Services: We may provide advisory services for corporate retirement plans, such as pension, profit sharing, and participant‐directed, individual account plans (i.e., 401(k), 403(b), etc.). Specifically, we may provide; (i) discretionary investment management services, (ii) non‐discretionary advisory services, and/or (ii) advisory services to employer‐sponsored retirement plans and their participants in either an ERISA 3(38) fiduciary or ERISA 3(21) co‐ fiduciary capacity. Prior to being engaged by the plan sponsor, we will provide a copy of this Form ADV Part 2 along with a copy of our Privacy Policy and our disclosure agreements as required under Sec. 408(b)(2) of the Employee Retirement Income Security Act (“ERISA”), as applicable. If we are providing services directly to an ERISA plan, such services are provided through execution of a specific retirement plan services agreement. In providing services directly to plans, AlphaCore may establish a client relationship with one or more plan participants. Client relationships may develop in various ways such as in the course of such conversations on financial planning or discussions regarding a client’s decision to rollover assets from employer retirement accounts to individual retirement accounts such as a Rollover IRA. If a plan participant desires to affect an IRA rollover from the plan to an account advised or managed by AlphaCore, or if we make a recommendation to affect a rollover, we will have a conflict of interest given that our advisory fees can reasonably be expected to be higher than those we receive in connection with direct plan servicing due to the individualized nature of the services. To mitigate such conflicts, AlphaCore will disclose relevant information about the applicable fees we charge for advising or managing an IRA via our Investment Management agreement and this disclosure brochure. The ultimate decision to affect a rollover and/or to take a distribution from any retirement account rests solely with the individual Client. Recommendation of Unaffiliated Sub‐Advisers: As part of our Investment Management Services, we may (upon coordination with the Client) select one or more unaffiliated, third‐party investment advisers to serve as “Sub‐Advisers” to manage a portion of a client’s assets. Fees assessed by Sub‐Advisers are separate and in addition to the advisory fees we charge. AlphaCore performs due diligence on each Sub‐Adviser and confirms, among other things, that each Sub‐Adviser is properly registered as an investment adviser with the appropriate regulator. The decision to use a Sub‐Adviser is always based on each client’s individual needs and is

predicated upon whether a strategy offered or made available by a Sub‐Adviser is in the best interests of our clients. Clients will be provided a copy of the applicable Sub‐Adviser’s Form ADV Part 2A Disclosure Brochure, Form ADV Part 2B Supplemental Brochure(s) and Form CRS at or before a Sub‐Adviser is hired to manage a client’s assets. Selected Sub‐Advisers will provide ongoing discretionary investment management services and trading authority over a client’s designated assets. This means they can decide what securities to purchase and sell with the designated assets without first discussing with the client and where and when to place the transactions. We are always available to answer questions clients may have regarding their assets managed by the Sub‐Adviser(s) and usually act as the communication conduit between the clients and the Sub‐Advisers. Wealth Planning Services AlphaCore believes successful investing starts with thorough planning. We begin by understanding what matters most to you. Your unique objectives and circumstances form the foundation of a comprehensive wealth management plan built on preserving wealth and lowering risk. In connection with our Investment Management Services, we offer financial planning and wealth preservation services. This will entail options such as financial planning with our employed Certified Financial Planner(s) to collaboration with our client’s other consultants and advisors (or provide referral sources) to execute upon applicable recommendations. Such services involve preparing a written financial plan covering specific or multiple topics. Please be advised that a component of our wealth preservation services may include collaborating with trusted advisers and/or third‐party referrals to advisers in estate, tax and other areas. Clients are not obligated to engage with referred adviser, as AlphaCore is well situated to work with client engaged or other third‐party advisers. To the extent the client decides to engage a referred third‐party adviser, AlphaCore will collaborate with them as needed but makes no representation on the third‐party adviser’s services. In the financial planning process, AlphaCore may review the following, depending on a client’s needs: Retirement Planning– AlphaCore may work with clients to implement accumulation strategies and techniques to ensure that retirement goals and priorities are being met. This may include strategies related to retirement income, social security, insurance, and healthcare. Education Planning – AlphaCore’s financial planning services may include advice on projecting required savings or investing objectives to meet general or specific future educational needs. Tax Planning– Our firm may offer advice as to how tax laws may affect various financial decisions, e.g., acquisitions, pension strategy, investing in new opportunities or consolidation of existing investments, and individual taxation issues, among others. Estate Planning‐ AlphaCore may review a clients existing estate plan and make recommendations in conjunction with counsel to provide guidance on the management and distribution of assets during their lives and at death. These services offered in collaboration with existing or referred attorneys are provided to address certain issues with estate taxes, post‐mortem control of assets, and other key details of a client’s estate plan. Investment Consulting and Asset Allocation – This involves advice with respect to asset selection and allocation, as well as investment income accumulation techniques. Evaluations are made of existing and, when applicable, potential investments in terms of their economic and tax characteristics as well as their suitability for meeting client’s objectives. Tax consequences and their implications are identified and evaluated in general terms. Risk Management and Insurance Analysis – This includes risk management associated with advisory recommendations based on the combination of insurance types that best meet a client’s specific needs, e.g., life, health, disability, and long‐term care, and others as appropriate. This may be completed through our affiliate, AlphaCore Insurance Services LLC, through a Client’s existing relationships or other avenues. Clients are not required to execute any recommendations through our affiliate. The preceding is not intended to be an exhaustive list of the topics we may include in a financial plan. We may or may not include additional areas of focus depending on a client’s needs. When providing financial planning services, the role of the investment adviser representative is to find ways to help a client understand their overall financial situation and help set financial objectives. Clients should be aware that there are important issues that may not be taken into consideration when an investment adviser representative develops his or her analysis and recommendations under a limited or modular financial plan. Clients have the sole responsibility for determining whether to implement our financial planning recommendations. Clients are under no obligation to act upon our financial planning recommendations. If a client does act upon our recommendations, the client is under no obligation to effect transactions through AlphaCore. AlphaCore encourages clients to consult their other advisors, such as their attorneys or tax professionals regarding their specific legal or tax circumstances and plans. Institutional Sub‐Adviser Services AlphaCore may offer its investment strategies to institutional advisers directly and/or may provide access through various platforms. The institutional advisers provide the relationship management portion of the service and recommends our strategy to their clients. The institutional advisers ultimately have the fiduciary duty to these clients to ensure that the strategy is suitable for their clients’ portfolios. Institutional Model Portfolio Subscription Service AlphaCore offers subscription services allowing institutions and other clients to utilize AlphaCore’s proprietary strategies. These strategies are designed to satisfy a gradient of standard risk/return assumptions as determined by AlphaCore. These services constitute impersonal advisory services and are not designed to meet the investment objectives of an individual client. The subscribing institutional clients ultimately have the fiduciary duty to their clients to ensure that the strategy is suitable, if utilized for management of their clients’ portfolios. Advice to Certain Types of Investments While we do not limit advice to specific types of investments, we specialize in “alternative” investing strategies which we define as liquid or illiquid securities and/or strategies we believe are non‐correlated with traditional markets or indices. Alternative investment managers can invest long or short, across multiple asset classes, aren’t constrained to an investment style, and aren't entirely dependent on the markets going up to achieve positive results. These strategies may be executed by investment into liquid investments, such as mutual funds or exchange traded funds, or investments with limited liquidity, such as unregistered hedge funds or registered closed end funds. AlphaCore may provide investment advice on a wide variety of investment types depending on a Client’s goals, objectives, investment experience and risk tolerance. These may include but are not limited to:  Alternative Mutual Funds  Traditional Mutual Funds  Closed‐End Funds  Exchange Traded Funds (“ETFs”)  Exchange‐listed Securities  Exchange Traded Options  Corporate Debt Securities  Commercial Paper  Municipal & US Government Securities  Interests in Partnerships Investing in Real Estate  Interests in Partnerships Investing in Oil and Gas Interests  Hedge Funds (including Limited Partnerships)  Private Equity funds and investment opportunities  Venture capital  Private Real Estate Although we generally provide advice only on the investments previously listed, as noted above, we reserve the right to offer advice on any investment product that may be suitable for each client’s specific circumstances, needs, goals and objectives. Please refer to Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss for more information. Tailor Advisory Services to Individual Needs of Clients AlphaCore’s advisory services are always provided based on a client’s individual needs. This means, for example, that when we provide Investment Management services, clients are given the ability to impose restrictions on the accounts we manage, including specific investment selections and sectors. Our financial planning services are always provided based on a client’s individual needs. When providing financial planning services, we work with each client on a one‐on‐one basis through interviews and questionnaires to determine their investment objectives and suitability information. We may elect to not enter into an investment advisory relationship with a prospective client whose investment objectives may be considered incompatible with our investment philosophy or strategies or where the prospective client seeks to impose unduly restrictive investment guidelines. Participation in Wrap Fee Programs We do not offer or participate in wrap‐fee programs. Client Assets Managed by AlphaCore As of December 31, 2023, AlphaCore manages regulatory assets under management of $2,441,972,009 and a total of $2,601,888,819 under advisement (including regulatory assets under management).