9AT: ROCKTOP PARTNERS, LLC

Adviser Profile

As of Date	03/02/2025
Registration status	Terminated
ADV Location	IRVING, TX, United States
Contact Info	844 xxxxxxx
Websites

AUM^*	260,467,678 -72%
of that, discretionary	0
Number of Employees	18 -28%
of those in investment advisory functions	16 60%
Private Fund GAV^*	0
Avg Account Size	130,233,839 -72%
SMA’s	Yes
Private Funds	0 2

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CCV LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM962.5m	#Funds-
Adviser WHI REAL ESTATE PARTNERS L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-
Adviser TERRA REIT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund41.0m	Real Estate Fund1.3b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM1.4b	#Funds7
Adviser JADIAN CAPITAL, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund3.0b	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.0b	AUM3.0b	#Funds49
Adviser WEWORK CAPITAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM484.8m	#Funds-
Adviser CROSS LAKE PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund899.8m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV899.8m	AUM1.2b	#Funds11
Adviser GRANDVIEW PROPERTY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund778.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund3.5m	Total Private Fund GAV781.5m	AUM890.1m	#Funds16
Adviser VALSTONE PARTNERS VI	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund752.9m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV752.9m	AUM735.9m	#Funds3
Adviser SUNDANCE BAY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund1.6m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund745.0k	Total Private Fund GAV2.4m	AUM2.1b	#Funds2
Adviser PHORCYS INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-

Brochure Summary

Overview

The Adviser is a Texas limited liability company and has its principal place of business in Irving, Texas. The Adviser was formed in Texas in 2015 and is managed by Jason Pinson. Rocktop Technologies, LLC, a Delaware limited liability company (“Rocktop Tech”), owns 100% of the Adviser and Rocktop Tech is owned 77.10% by Rocktop Holdings II, LLC, a Delaware limited liability company (“RHII”), and 22.90% by Mortgage Assets Management, LLC, a Delaware limited liability company (“MAM”). RHII is owned 60% by Rocktop Asset Management, LLC, a Delaware limited liability company (“RAM”), and 40% by Jazz Realty Rocktop, LLC, a Delaware limited liability company (“Jazz Realty”). RAM is owned 100% by Jason Pinson and Jazz Realty is majority owned by Andrew Stone. MAM is owned 100% by SHAP 2018-1, LLC, a Delaware limited liability company. The Adviser provides investment advisory and asset management services to funds, alternative asset managers, and joint ventures (each a “Fund” and collectively the “Funds”). The Funds may also be collectively referred to as the “Client” or “Clients”1. The Adviser identifies for purchase on behalf of the Clients’ residential mortgage loan portfolios and real estate owned assets (“REO”), some of which may have title or other defects which may impact the value of the asset to the current owner. These real estate assets are typically mortgage loans secured by residential

real estate and may include non-performing loans, performing loans, re-performing loans, REO liens, and GNMA early- buyout loans (individually a “Portfolio Investment” and collectively “Portfolio Investments”). The Clients, or special purpose entities directly or indirectly controlled by the Clients (each an “SPV”), purchase the Portfolio Investments and the Adviser utilizes an asset based due diligence review and proprietary legal platform to create a pool of assets that can be liquidated, re-pooled or resold into the secondary mortgage loan markets. While the Clients will follow the general strategy stated above, the Adviser may tailor the specific services with respect to each Client based on the particular investment objectives and type of assets applicable to such investment. The Adviser does not participate in wrap fee programs. As of December 31, 2023, the Adviser doesn’t manage any Client assets on a discretionary basis and manages $260,467,678 in assets on a non-discretionary basis. 1 “Fund” or “Client” means a private investment fund, joint venture or alternative investment manager to which the Adviser provides investment advisory and/or asset management services and/or invests on behalf of on nondiscretionary basis. The individuals and other persons that invest in the Adviser’s Clients are generally referred to herein as “investors.” Unless otherwise expressly stated herein, the term “Client” does not include “investors.”

ROCKTOP PARTNERS, LLC

ROCKTOP PARTNERS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ROCKTOP PARTNERS, LLC ROCKTOP PARTNERS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ROCKTOP PARTNERS, LLC

ROCKTOP PARTNERS, LLC