9AT: ROCKTOP PARTNERS, LLC

ROCKTOP PARTNERS, LLC

other names

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Adviser Profile

Registration status

Terminated

As of Date	03/02/2025
Adviser Type - Large advisory firm
Number of Employees	18 -28.00%
of those in investment advisory functions	16 60.00%

AUM^*	260,467,678 -71.94%
of that, discretionary	0
Private Fund GAV^*	0 -100.00%
Avg Account Size	130,233,839 -71.94%
SMA’s	Yes
Private Funds	0 2
Contact Info	844 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary

Non-discretionary

2B 2B 1B 1B 772M 514M 257M

2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

GAV Count

Employees

Brochure Summary

Overview

The Adviser is a Texas limited liability company and has its principal place of business in Irving, Texas. The Adviser was formed in Texas in 2015 and is managed by Jason Pinson. Rocktop Technologies, LLC, a Delaware limited liability company (“Rocktop Tech”), owns 100% of the Adviser and Rocktop Tech is owned 77.10% by Rocktop Holdings II, LLC, a Delaware limited liability company (“RHII”), and 22.90% by Mortgage Assets Management, LLC, a Delaware limited liability company (“MAM”). RHII is owned 60% by Rocktop Asset Management, LLC, a Delaware limited liability company (“RAM”), and 40% by Jazz Realty Rocktop, LLC, a Delaware limited liability company (“Jazz Realty”). RAM is owned 100% by Jason Pinson and Jazz Realty is majority owned by Andrew Stone. MAM is owned 100% by SHAP 2018-1, LLC, a Delaware limited liability company. The Adviser provides investment advisory and asset management services to funds, alternative asset managers, and joint ventures (each a “Fund” and collectively the “Funds”). The Funds may also be collectively referred to as the “Client” or “Clients”1. The Adviser identifies for purchase on behalf of the Clients’ residential mortgage loan portfolios and real estate owned assets (“REO”), some of which may have title or other defects which may impact the value of the asset to the current owner. These real estate assets are typically mortgage loans secured by residential

real estate and may include non-performing loans, performing loans, re-performing loans, REO liens, and GNMA early- buyout loans (individually a “Portfolio Investment” and collectively “Portfolio Investments”). The Clients, or special purpose entities directly or indirectly controlled by the Clients (each an “SPV”), purchase the Portfolio Investments and the Adviser utilizes an asset based due diligence review and proprietary legal platform to create a pool of assets that can be liquidated, re-pooled or resold into the secondary mortgage loan markets. While the Clients will follow the general strategy stated above, the Adviser may tailor the specific services with respect to each Client based on the particular investment objectives and type of assets applicable to such investment. The Adviser does not participate in wrap fee programs. As of December 31, 2023, the Adviser doesn’t manage any Client assets on a discretionary basis and manages $260,467,678 in assets on a non-discretionary basis. 1 “Fund” or “Client” means a private investment fund, joint venture or alternative investment manager to which the Adviser provides investment advisory and/or asset management services and/or invests on behalf of on nondiscretionary basis. The individuals and other persons that invest in the Adviser’s Clients are generally referred to herein as “investors.” Unless otherwise expressly stated herein, the term “Client” does not include “investors.”