9AT: FOURWORLD CAPITAL MANAGEMENT LLC

other names

FOURWORLD CAPITAL MANAGEMENT LLC
FOURWORLD CAPITAL MANAGEMENT

Adviser Profile

As of Date	06/26/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	15 36%
of those in investment advisory functions	11 57%
Registration	SEC, Approved, 06/16/2016

AUM^*	1,233,636,286 21%
of that, discretionary	1,134,019,669 20%
Private Fund GAV^*	818,385,499 34%
Avg Account Size	47,447,549 -2%
SMA’s	Yes
Private Funds	14 1
Contact Info	(64 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count14	GAV$818,385,499

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SPRING LAKE ASSET MANAGEMENT, INC.	Hedge Fund1.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM1.1b	#Funds3
Adviser NUCLEO CAPITAL LTDA.	Hedge Fund15.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV15.8m	AUM279.5m	#Funds1
Adviser ONE FIN CAPITAL MANAGEMENT LP	Hedge Fund867.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV867.8m	AUM867.8m	#Funds3
Adviser STANDARD FAMILY OFFICE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.0b	Total Private Fund GAV1.0b	AUM1.0b	#Funds2
Adviser KEYFRAME CAPITAL PARTNERS, L.P.	Hedge Fund692.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV692.9m	AUM772.4m	#Funds18
Adviser HERCULES ADVISER LLC	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds7
Adviser SANDIA INVESTMENT MANAGMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM581.7m	#Funds-
Adviser CENTERBOOK PARTNERS LP	Hedge Fund1.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM2.4b	#Funds6
Adviser WESCAP GROUP	Hedge Fund39.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV39.0m	AUM1.1b	#Funds1
Adviser PARTHENON LLC	Hedge Fund17.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV17.8m	AUM1.2b	#Funds1

Brochure Summary

Overview

The Adviser is an investment adviser with its principal place of business in New York, New York. The Adviser commenced operations in April 2015. John Addis is the principal owner of the Adviser. The Adviser wholly owns a German subsidiary, FourWorld Capital Europe GmbH (“FW Europe”), which employs the Adviser’s European team. The Adviser provides advisory services on a discretionary and non-discretionary basis to its Clients (as defined below), which include pooled investment vehicles intended for sophisticated investors and institutional investors (the “Funds”). FW Europe provides investment research to the Adviser. The Adviser provides advice to the Clients based on specific investment objectives and strategies described in the Account Agreements (as defined below) or each Fund’s governing and offering documents (the “Fund Documents”). The Adviser does not tailor advisory services to the underlying Limited Partners or Shareholders (collectively “Investors”) of the Funds, and the Funds may not impose restrictions on investing in certain

securities and other financial instruments or certain types of securities and other financial instruments. The Adviser has also engaged in sub-advisory relationships with other investment advisers to manage portions of the investment advisers’ private funds. These are referred to as the “Sub- Advised Funds” and are managed in a way consistent with an Account (defined below). Under certain circumstances the Adviser has agreed to tailor advisory services to the individual needs of separately managed accounts (each such separately managed account, an “Account” and together with the Funds and Sub-Advised Funds, are referred to as the “Clients”). Currently, the Adviser tailors its advisory services provided to Accounts as described in each respective agreement for such Account (each, an “Account Agreement”). As of December 31, 2023, the Adviser managed approximately $1,018,795,655 in Regulatory Assets Under Management (“RAUM”). The Adviser managed $941,632,707 in RAUM on a discretionary basis and $77,162,948 in RAUM on a non-discretionary basis.

FOURWORLD CAPITAL MANAGEMENT LLC

Adviser Profile

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