OSMOSIS INVESTMENT MANAGEMENT US LLC other names

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Adviser Profile

As of Date:

06/24/2024

Adviser Type:

- Large advisory firm


Number of Employees:

36 33.33%

of those in investment advisory functions:

21 40.00%


Registration:

SEC, Approved, 5/11/2016

AUM:

426,373,359 -32.95%

of that, discretionary:

426,373,359 -32.95%

Private Fund GAV:

26,867,341 -55.49%

Avg Account Size:

42,637,336 -12.83%


SMA’s:

YES

Private Funds:

1

Contact Info

+44 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
636M 545M 454M 363M 273M 182M 91M
2016 2017 2018 2019 2020 2021 2022

Recent News

Osmosis Investment Management - Public HTML RI reports - PRI reporting framework 2020
06/23/2022

Export Public Responses. Pdf-img. You are in Direct - Hedge Funds » Policy ... To provide a framework of the fund governance structure.

reporting.unpri.org

Marks & Spencer Pension Trust Selects Northern Trust for Asset Servicing Solutions
03/31/2021

With £11 billion of assets (as at 31 March 2020), the M&S Pension Scheme is one of the country's 25 largest corporate pension schemes (source: Pension Funds and their Advisers 2019/20 edition).

finanznachrichten.de

Kieger Group Names Northern Trust as Full Service Provider for Luxembourg Funds
03/30/2021

Founded in 2000, Kieger manages several billion euros in fund assets focused on healthcare, sustainability, private equity and multi-asset portfolios aligned with Environmental, Social and ...

finanznachrichten.de

BK,NTRS | Stock Prices | Quote Comparison - Yahoo Finance
03/28/2021

U.S. retail sales fell more than expected in February, dropping 3.0% versus the decline of 0.5% expected

Yahoo Finance

Northern Trust named fund administrator of Osmosis’ fossil fuel free CCF
03/13/2021

Northern Trust has been selected by Osmosis Investment Management to provide fund administration, global custody and depositary services for the Osmosis Resource Efficient Core Equity (ex-fossil fuels) fund in a UCITS common contractual fund (CCF).

assetservicingtimes.com

‘Existential threat’ to Bitcoin-investing companies from carbon fallout
03/10/2021

Tesla came under fire in Feb. after Ben Dear, the CEO of sustainable products investor Osmosis Investment Management ... have allocated funds to green Bitcoin mining projects in an effort to ...

cointelegraph.com


Private Funds Structure

Fund Type Count GAV
Hedge Fund 1 $26,867,341

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Private Funds



Employees




Brochure Summary

Overview

Osmosis Investment Management US LLC (“Osmosis” or the “Firm”), established April 17, 2015, provides asset management services in connection with the development of model portfolios. Osmosis is wholly owned by Osmosis US LLC, which is wholly owned by Osmosis (Holdings) Limited (“OHL”). OHL does not have members that have the right to receive upon dissolution, or have contributed, 25% or more of the capital. All research and development is conducted by an affiliate of Osmosis, Osmosis Investment Research Solutions Limited (“OIRS”). OIRS is a wholly owned subsidiary of OHL. OHL provides Osmosis with certain back-office services. OHL handles certain key operational tasks for Osmosis and Osmosis’s clients. We recognize that each client presents a unique set of circumstances and therefore our services are tailored to match the particular needs of each client. Before any discretionary account is created for a client, Osmosis requires a formal investment management agreement which grants the necessary discretionary authority and details any and all constraints and limitations that the client may place on such discretionary authority. All services can be tailored to client requests. Due to the systematic nature of the Osmosis investment process, clients can provide exclusionary lists, country exposures and industry exposures, as well as fundamental exposures (as examples), to tailor services for each client’s requirements. Osmosis specializes in the quantitative analysis of corporate sustainability (or environmental) disclosures. Osmosis has created a proprietary model which exploits market inefficiencies, the Model of Resource Efficiency. Osmosis targets excess returns through the identification of Resource Efficiency in listed companies. We define Resource Efficiency as the Carbon emitted, Waste generated, and Water consumed, relative to value creation. Our portfolios overweight efficient companies and underweight, or short in certain circumstances, inefficient companies as identified by the Osmosis Model of Resource Efficiency. Derived from the Model of Resource Efficiency database, customized investment strategies are offered to clients as separately managed accounts (“SMAs”), pooled investment vehicles, and model programs (together, the “clients”). Separately Managed Accounts Osmosis provides discretionary investment advisory services to SMA clients, primarily through financial intermediaries (such as registered investment advisors). SMA clients select an investment strategy after consultation with the client’s primary financial advisor. Pooled Investment Vehicles Osmosis is the investment manager to pooled investment vehicles organized in a master feeder structure: Osmosis Resource Efficient Equity Market Neutral US Fund LP, a Delaware
limited partnership (the “Onshore Feeder”) and Osmosis Resource Efficient Equity Market Neutral Offshore Fund Ltd (the “Offshore Feeder”) which invest through Osmosis REEMN Master Fund LP, a Cayman Islands exempted limited partnership (the “Master Fund”). The Onshore Feeder, Offshore Feeder, and Master Fund are referred to collectively as the “Funds”. Osmosis GP LLC is the general partner of the Onshore Feeder and Master Fund (the “General Partner”). Any reference to the Funds within this Form ADV Part 2A shall not constitute an offer to sell or the solicitation of an offer to buy interests in the Funds. A private placement of securities may only be made in conjunction with the Funds’ offering documents. Osmosis manages the Funds in a manner consistent with the investment strategy described in the Funds’ offering documents. Investment advice is provided directly to the Funds, subject to the discretion and control of the General Partner or the board of directors of each Fund, as applicable. Osmosis does not provide specifically tailored advice to investors in the Funds. Model Only Programs Osmosis participates in model only programs (“Model Programs”). In these programs, we provide an investment model to a registered investment adviser (“Program Sponsor”) to be provided to a designated third party. For these programs, our primary responsibilities are to create a non-client specific, representative model portfolio based on a specified investment strategy and to communicate periodic model changes to the designated party. The Program Sponsors have sole discretion with respect to implementing a model, in whole or in part, for any client account. Any such implementation is effected through trading arrangements entered into by the Program Sponsor, and Osmosis therefore does not affect any trades in connection with its Model Programs. Osmosis does not have an advisory relationship with the end- investor. Osmosis is not responsible for making investment decisions for the end-investors, or for determining if adherence to the model recommendations is appropriate for the individual end-investor. Typically, the Program Sponsor has sole authority and responsibility for implementing the model portfolios for its client accounts. The Program Sponsor is responsible for understanding and evaluating each investor’s identity, circumstances, financial condition, portfolio holdings, tax situation, regulatory status, financial needs and goals, making determinations as to whether a model portfolio provided by Osmosis is appropriate for each potential investor, and reporting and communicating with the investors as to their investments. As of March 31, 2023 Osmosis Investment Management US LLC SMA and Funds’ discretionary assets under management were $ $648,601,006.