Adviser Profile

As of Date 06/04/2026
Registration SEC, Approved, 04/14/2016
ADV Location WEST DES MOINES, IA, United States
Contact Info (51 xxxxxxx
Websites
AUM* 1,698,122,274 42%
of that, discretionary 1,672,696,049 41%
Number of Employees 32
of those in investment advisory functions 17
Private Fund GAV* 0
Avg Account Size 447,817 20%
% High Net Worth 46.73% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 956M 717M 478M 239M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PLANTE MORAN Filing Date11/25/2025 Form ADV-E View Report
Accounting Firm Name PLANTE MORAN Filing Date10/18/2024 Form ADV-E View Report
Accounting Firm Name PLANTE MORAN Filing Date01/17/2024 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$206,769,828 % Position24.00% $ Change14.00% # Change0.00%
Stck Ticker464289446 Stock NameISHARES TR $ Position$94,030,292 % Position11.00% $ Change13.00% # Change-2.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$88,281,503 % Position10.00% $ Change10.00% # Change-1.00%
Stck Ticker47804J206 Stock NameJOHN HANCOCK EXCHANGE TRADED $ Position$75,543,904 % Position9.00% $ Change12.00% # Change1.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$62,703,686 % Position7.00% $ Change5.00% # Change6.00%
Stck Ticker464287499 Stock NameISHARES TR $ Position$37,567,908 % Position4.00% $ Change12.00% # Change-1.00%
Stck Ticker47804J842 Stock NameJOHN HANCOCK EXCHANGE TRADED $ Position$35,111,748 % Position4.00% $ Change18.00% # Change4.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$13,140,898 % Position2.00% $ Change15.00% # Change1.00%
Stck Ticker88160R101 Stock NameTESLA INC $ Position$4,978,222 % Position1.00% $ Change15.00% # Change1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$11,582,036 % Position1.00% $ Change13.00% # Change-8.00%

Brochure Summary