Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 03/16/2016
ADV Location LOUISVILLE, KY, United States
Contact Info 502 xxxxxxx
Websites
AUM* 617,652,976 50%
of that, discretionary 580,185,996 46%
Number of Employees 11
of those in investment advisory functions 9 13%
Private Fund GAV* 0
Avg Account Size 690,115 38%
% High Net Worth 51.74% 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

580M 497M 414M 332M 249M 166M 83M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary