Adviser Profile

As of Date 04/30/2026
Registration SEC, Approved, 10/13/2015
ADV Location HALFMOON, NY, United States
Contact Info (51 xxxxxxx
Websites
AUM* 213,017,281 1%
of that, discretionary 213,017,281 1%
Number of Employees 11 57%
of those in investment advisory functions 8 100%
Private Fund GAV* 0
Avg Account Size 460,081 214%
% High Net Worth 11.45% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

213M 183M 152M 122M 91M 61M 30M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary