SAG HARBOR CAPITAL MANAGEMENT, LLC

other names
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Adviser Profile
As of Date 03/29/2024
Adviser Type - Large advisory firm
Number of Employees 13
of those in investment advisory functions 9
Registration SEC, Approved, 07/01/2015
Other registrations (1)
AUM* 448,376,590 19.56%
of that, discretionary 448,376,590 19.56%
Private Fund GAV* 448,376,590 18.04%
Avg Account Size 224,188,295 19.56%
SMA’s No
Private Funds 2
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
387M 332M 276M 221M 166M 111M 55M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$435,412,065
Fund TypeReal Estate Fund Count1 GAV$12,964,525

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Brochure Summary

Overview

(A) Description of Our Advisory Firm. Sag Harbor Capital Management, LLC (“SHCM”, or “us”, “we” or “our”) is a U.S. Securities and Exchange Commission (“SEC”) registered investment adviser. As stated on the cover page of this Brochure, registration as an investment adviser does not imply a certain level of skill or training. SHCM has been in business since January 1, 2007. The principal owners and controlling persons of SHCM are Gregg Winter and David Heiden (the “Principals”). References herein to “SHCM” shall be deemed to include SHCM’s affiliates, as applicable, unless the context otherwise requires. (B) Types of Advisory Services We Offer. SHCM provides investment management services to, and has discretionary investment authority over the assets of, W Financial Fund, LP (the “Hedge Fund”) and Alternative Opportunities Fund, LP (the “PE Fund”; and collectively with the Hedge Fund, the “Funds”), pursuant to investment management agreements with the Funds (the “Fund IMAs”). The Funds are private investment vehicles formed to pool the assets of their investors (the “Investors”) for investment as summarized in Item 8 below and as described in the private placement memoranda of the Funds (the “PPMs”),
which SHCM distributes to all prospective investors in the Funds together with the limited partnership agreement and subscription documents for the relevant fund (collectively with the PPM, the “Offering Documents”). The Principals of SHCM are also the principal owners and controlling persons of the general partners of the Funds, and thus control the business and affairs of the Funds. SHCM’s clients are referred to herein as “Clients”. Currently, the Funds are the sole Clients of SHCM. (C) Tailoring of Our Advisory Services. The PPMs for the Funds describe the investment strategies for the Funds and any restrictions on SHCM investing in certain assets or types of assets on behalf of the Funds. SHCM does not tailor its advisory services to the individual needs of specific Investors in the Funds, and specific Investors in the Funds may not impose restrictions on SHCM investing in certain assets or types of assets on behalf of the Funds. (D) Wrap Fee Programs. SHCM does not participate in wrap fee programs. (E) Amount of Client Assets We Manage. As of December 31, 2023, we managed $448,376,590. Client assets on a discretionary basis and no Client assets on a non- discretionary basis.