Overview
Advisory Services
4.A. Advisory Firm Description
Guardian Point commenced operations in January 2012 and has its principal place of
business in Charlottesville, Virginia. Timothy Davis is the principal owner and Managing
Partner of Guardian Point.
Effective as of March 25, 2021, Guardian Point has entered into a sub-advisory agreement
(the “Sub-Advisory Agreement”) with Mirabella Financial Services LLP (“Mirabella”).
Mirabella is authorized and regulated by the Financial Conduct Authority of the United
Kingdom. Pursuant to the Sub-Advisory Agreement, Mirabella will provide certain
investment management services to Guardian Point in respect of the Fund (as defined
below). Pursuant to a Secondment Agreement entered into between TSD Advisory Services
Limited (“TSD Advisory”), a limited company registered in England and Wales that is
solely-owned by Timothy Davis, and Mirabella, Timothy Davis will be responsible for
providing the investment management and advisory services to Guardian Point under the
Sub-Advisory Agreement, in his capacity as a temporary secondee of Mirabella from TSD
Advisory.
4.B. Types of Advisory Services
Guardian
Point provides investment advisory services on a discretionary basis to a private
pooled investment vehicle (the “Fund”).
As further discussed in Item 8, Guardian Point employs a fundamental, research-based
long-short equity investment strategy dedicated to pursuing the potential advantages of
investing in securities it believes to be mispriced.
4.C. Client Investment Objectives/Restrictions
Investments for the Fund are managed in accordance with the Fund’s specific investment
objective, strategy and restrictions. Investments are not tailored to the individualized
needs of any particular investor in the Fund (each, an “Investor”). Investors may not
impose restrictions on investing in certain securities or certain types of securities.
4.D. Wrap-Fee Programs
This Item is not applicable.
4.E. Assets Under Management as of 12/31/2023:
As of December 31, 2023, Guardian Point managed $699,013,185 in client assets on a
discretionary basis. This amount was calculated consistent with the method used to
calculate regulatory assets under management. Guardian Point does not manage any client
assets on a non-discretionary basis.