9AT: RAYMOND JAMES INVESTMENT MANAGEMENT

other names

RAYMOND JAMES INVESTMENT MANAGEMENT
CARILLON TOWER ADVISERS, INC.

Adviser Profile

As of Date	12/12/2025
ADV Location	ST PETERSBURG, FL, United States
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	175 1%
of those in investment advisory functions	5 150%
Registration	SEC, Approved, 07/06/2015

AUM^*	16,864,326,714 8%
of that, discretionary	16,864,326,714 8%
Private Fund GAV^*	362,387 -100%
Avg Account Size	3,372,865,343 8%
% High Net Worth	20.00% -20%
SMA’s	No
Private Funds	5 2
Contact Info	800 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count5	GAV$362,387

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CENTIVA CAPITAL, LP	Hedge Fund20.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV20.6b	AUM20.6b	#Funds3
Adviser WOODLINE PARTNERS LP	Hedge Fund22.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV22.7b	AUM22.7b	#Funds6
Adviser DAVENPORT & COMPANY LLC	Hedge Fund709.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV709.9m	AUM24.7b	#Funds3
Adviser JACOBS LEVY EQUITY MANAGEMENT	Hedge Fund3.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.4b	AUM31.3b	#Funds4
Adviser DRA ADVISORS LLC	Hedge Fund15.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV15.2b	AUM14.4b	#Funds23
Adviser UBS OCONNOR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM13.8b	#Funds-
Adviser PERSHING SQUARE CAPITAL MANAGEMENT, L.P.	Hedge Fund18.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV18.3b	AUM18.3b	#Funds3
Adviser BLACKSTONE CREDIT SYSTEMATIC STRATEGIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund99.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV99.5m	AUM30.1b	#Funds7
Adviser LINDEN ADVISORS LP	Hedge Fund38.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV38.2b	AUM38.8b	#Funds4
Adviser CEVIAN CAPITAL II GP LIMITED	Hedge Fund14.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV14.2b	AUM14.3b	#Funds4

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker22788C105	Stock NameCrowdstrike Holdings Inc	$ Position$322,363	% Position1.96%	$ Change	# Change
Stck Ticker76680R206	Stock NameRINGCENTRAL INC-CLASS A	$ Position$204,364	% Position1.24%	$ Change	# Change
Stck Ticker73278L105	Stock NamePOOL CORP	$ Position$203,473	% Position1.24%	$ Change	# Change
Stck Ticker72352L106	Stock NamePINTEREST INC	$ Position$199,093	% Position1.21%	$ Change	# Change
Stck Ticker871607107	Stock NameSYNOPSYS INC	$ Position$190,155	% Position1.16%	$ Change	# Change
Stck Ticker016255101	Stock NameALIGN TECHNOLOGY I	$ Position$187,481	% Position1.14%	$ Change	# Change
Stck TickerG46188101	Stock NameHORIZON THERAPEUTICS PLC	$ Position$186,028	% Position1.13%	$ Change	# Change
Stck Ticker767744105	Stock NameRITCHIE BROS AUCTIONEERS	$ Position$162,173	% Position0.99%	$ Change	# Change
Stck Ticker192422103	Stock NameCOGNEX CORP	$ Position$158,837	% Position0.97%	$ Change	# Change
Stck Ticker94106B101	Stock NameWASTE CONNECTIONS INC	$ Position$150,910	% Position0.92%	$ Change	# Change

Brochure Summary

Overview

Founded in 2015, RJIM primarily employs affiliated investment advisers and portfolio managers who we believe have the skills required to construct portfolios that deliver strong risk-adjusted returns over the long term. RJIM also offers the Carillon PRISM Quality Factor investment strategy. RJIM has entered into a personnel-sharing arrangement with the affiliates, which, like RJIM are part of Raymond James Financial, Inc. Pursuant to this arrangement; certain employees of RJIM perform certain services for the affiliated investment advisers. These services may include research, sales, marketing, client services, compliance, and operational support to affiliated investment advisers. RJIM is a wholly owned subsidiary of Raymond James Financial, Inc. (“RJF”), New York Stock Exchange (“NYSE”) Ticker, based in St. Petersburg, Florida and organized as a corporation under the laws of Florida in 2014. Eagle Asset Management, Inc. (“Eagle”), Scout Investments Inc. (“Scout”) and Chartwell Investment Partners LLC (“Chartwell”) are wholly- owned subsidiaries of RJIM. RJIM has sub-advisory and/or service agreements with the following affiliated investment advisers: Eagle, Scout, ClariVest Asset Management LLC (“ClariVest”), Cougar Global Investments LLC (“Cougar”). ClariVest is an affiliate of RJIM and wholly-owned by Eagle. Cougar is an affiliate of RJIM and wholly-owned by Raymond James International Canada.

RJIM, Eagle, Scout, Chartwell and ClariVest are investment advisers registered with the SEC. Cougar, based in Toronto, Ontario, is registered as a portfolio manager with the Ontario Securities Commission as well as an international adviser with the SEC. RJIM provides investment advisory services to the following groups of clients:
• A group of non-registered investment companies (“Hedge Funds”) called the Carillon Tower Series Hedge Fund, LLC
• The Carillon Family of Mutual Funds, a group of open end mutual funds registered as Investment Companies with the United States Securities and Exchange Commission – see link below to review prospectus detailing Fund fees and investment objectives – www.rjinvestmentmanagement.com/our-funds/fund- strategiesSeparately managed accounts in the Carillon PRISM Quality Factor investment strategy. RJIM will select affiliated advisers to invest the assets in accordance with that Mutual Funds’ investment objective and strategies. Each affiliated adviser is responsible for the investment decisions made on behalf of its respective Fund. RJIM reserves the right to terminate a hedge fund adviser, at its sole discretion, effective upon 60 days’ notice. If RJIM terminates an adviser, RJIM may, at its sole discretion, manage the assets of the Fund directly, replace the Adviser with another adviser selected by RJIM, or liquidate the Fund in certain circumstances.

RAYMOND JAMES INVESTMENT MANAGEMENT

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