| AUM* | 2,982,542,376,795 6% |
| of that, discretionary | 2,913,125,364,749 5% |
| Private Fund GAV* | 691,581,985,513 17% |
| Avg Account Size | 8,445,803 22% |
| High Net Worth | 34.08% 27% |
| SMA’s | Yes |
| Private Funds | 1614 325 |
Number of Employees 6,887 -12%
of those in investment advisory functions 4,575 -4%
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Business development companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
| 11.A(2) | Charged with felony |
| 11.B(1) | Convicted of investment-related misdemeanor |
| 11.B(2) | Charged with misdemeanor |
| 11.C(1) | SEC/CFTC found false statement |
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(1) | Other regulator found dishonest/unethical |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.D(5) | Other regulator denied/suspended/revoked license |
| 11.E(1) | SRO found false statement |
| 11.E(2) | SRO found rule violation |
| 11.F | Attorney/accountant/contractor authorization revoked |
| 11.G | Currently subject to regulatory proceeding |
| 11.H(1)(a) | Court enjoined (past 10 yrs) |
| 11.H(1)(b) | Court found investment-related violation |
| 11.H(1)(c) | Court dismissed pursuant to settlement |
| 11.H(2) | Currently subject to civil proceeding |
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name ASSURANCE DIMENSIONS | Filing Date01/26/2026 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date10/28/2025 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date10/24/2025 | Form ADV-E View Report |
| Accounting Firm Name ASSURANCE DIMENSIONS | Filing Date10/01/2024 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date09/25/2024 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date11/17/2023 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date10/30/2023 | Form ADV-E View Report |
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeHedge Fund | Count65 | GAV$58,711,648,673 |
| SEC Fund TypeLiquidity Fund | Count6 | GAV$169,273,514,757 |
| SEC Fund TypePrivate Equity Fund | Count244 | GAV$188,277,049,091 |
| SEC Fund TypeReal Estate Fund | Count53 | GAV$8,325,087,160 |
| SEC Fund TypeSecuritized Asset Fund | Count9 | GAV$2,772,534,992 |
| SEC Fund TypeVenture Capital Fund | Count1 | GAV$ |
| SEC Fund TypeOther Private Fund | Count1236 | GAV$264,222,150,840 |