Company Profile

As of Date 02/27/2026
ADV Location United States, NY
Adviser Type - Large advisory firm
- Outside the United States
Number of Employees 7,883 2%
of those in investment advisory functions 4,782 3%
AUM* 2,754,480,425,841 13%
of that, discretionary 2,686,422,734,422 12%
Private Fund GAV* 517,095,357,395 -15%
Avg Account Size 8,058,914 23%
High Net Worth 32.62% 22%
SMA’s Yes
Private Funds 1260 23
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Business development companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees

Disclosure Reporting

11.A(2) Charged with felony
11.B(1) Convicted of investment-related misdemeanor
11.B(2) Charged with misdemeanor
11.C(1) SEC/CFTC found false statement
11.C(2) SEC/CFTC found violation
11.C(4) SEC/CFTC order in investment-related activity
11.C(5) SEC/CFTC civil penalty / cease and desist
11.D(1) Other regulator found dishonest/unethical
11.D(2) Other regulator found violation
11.D(4) Other regulator order (past 10 yrs)
11.D(5) Other regulator denied/suspended/revoked license
11.E(1) SRO found false statement
11.E(2) SRO found rule violation
11.F Attorney/accountant/contractor authorization revoked
11.G Currently subject to regulatory proceeding
11.H(1)(a) Court enjoined (past 10 yrs)
11.H(1)(b) Court found investment-related violation
11.H(1)(c) Court dismissed pursuant to settlement
11.H(2) Currently subject to civil proceeding

Reported AUM

2,217B 1,900B 1,584B 1,267B 950B 633B 317B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count63 GAV$48,569,575,475
Fund TypeLiquidity Fund Count6 GAV$150,580,899,239
Fund TypePrivate Equity Fund Count170 GAV$117,778,202,078
Fund TypeSecuritized Asset Fund Count9 GAV$2,343,599,411
Fund TypeVenture Capital Fund Count1 GAV$
Fund TypeOther Private Fund Count1013 GAV$197,823,081,192

Related Companies

Adviser City, State AUM Employees SMA’s Private Funds
ERA {{c.Name}} City, State{{c.City}}, {{c.State}}, {{c.Country}} AUM{{ c.AUM | formatUSD }} Employees{{ c.Employees | formatNumber }} SMA’sYES SMA’sNO Private Funds{{ c.PrivateFundsCount | formatNumber }}

Related Companies Historical AUM