Company Profile

AUM* 2,982,542,376,795 6%
of that, discretionary 2,913,125,364,749 5%
Private Fund GAV* 691,581,985,513 17%
Avg Account Size 8,445,803 22%
High Net Worth 34.08% 27%
SMA’s Yes
Private Funds 1614 325

Adviser Type

- Large advisory firm
- Outside the United States

Number of Employees 6,887 -12%

of those in investment advisory functions 4,575 -4%

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Business development companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees

Disclosure Reporting

11.A(2) Charged with felony
11.B(1) Convicted of investment-related misdemeanor
11.B(2) Charged with misdemeanor
11.C(1) SEC/CFTC found false statement
11.C(2) SEC/CFTC found violation
11.C(4) SEC/CFTC order in investment-related activity
11.C(5) SEC/CFTC civil penalty / cease and desist
11.D(1) Other regulator found dishonest/unethical
11.D(2) Other regulator found violation
11.D(4) Other regulator order (past 10 yrs)
11.D(5) Other regulator denied/suspended/revoked license
11.E(1) SRO found false statement
11.E(2) SRO found rule violation
11.F Attorney/accountant/contractor authorization revoked
11.G Currently subject to regulatory proceeding
11.H(1)(a) Court enjoined (past 10 yrs)
11.H(1)(b) Court found investment-related violation
11.H(1)(c) Court dismissed pursuant to settlement
11.H(2) Currently subject to civil proceeding

Reported AUM

3,485B 2,987B 2,489B 1,991B 1,494B 996B 498B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ASSURANCE DIMENSIONS Filing Date01/26/2026 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date10/28/2025 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date10/24/2025 Form ADV-E View Report
Accounting Firm Name ASSURANCE DIMENSIONS Filing Date10/01/2024 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date09/25/2024 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date11/17/2023 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date10/30/2023 Form ADV-E View Report

Private Funds Structure

SEC Fund Type Count GAV
SEC Fund TypeHedge Fund Count65 GAV$58,711,648,673
SEC Fund TypeLiquidity Fund Count6 GAV$169,273,514,757
SEC Fund TypePrivate Equity Fund Count244 GAV$188,277,049,091
SEC Fund TypeReal Estate Fund Count53 GAV$8,325,087,160
SEC Fund TypeSecuritized Asset Fund Count9 GAV$2,772,534,992
SEC Fund TypeVenture Capital Fund Count1 GAV$
SEC Fund TypeOther Private Fund Count1236 GAV$264,222,150,840

Related Companies

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