FRANKLIN ADVISERS, INC.
Company Profile
| AUM* | 956,327,604,773 27% |
| of that, discretionary | 900,672,788,241 25% |
| Private Fund GAV* | 6,546,340,594 17% |
| Avg Account Size | 4,656,563 3% |
| High Net Worth | 0.67% -81% |
| SMA’s | Yes |
| Private Funds | 150 86 |
Adviser Type
- Outside the United States
- An investment adviser (or subadviser) to an investment company
Number of Employees 895 1%
of those in investment advisory functions 438 36%
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Performance-based fees
Disclosure Reporting
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
Recent News
Reported AUM
Private Funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date10/14/2025 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date06/27/2024 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date10/25/2023 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date02/27/2023 | Form ADV-E View Report |
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeHedge Fund | Count25 | GAV$507,681,161 |
| SEC Fund TypeLiquidity Fund | Count1 | GAV$569,637,000 |
| SEC Fund TypePrivate Equity Fund | Count87 | GAV$3,406,696,508 |
| SEC Fund TypeReal Estate Fund | Count7 | GAV$340,187,919 |
| SEC Fund TypeSecuritized Asset Fund | Count6 | GAV$1,490,623,157 |
| SEC Fund TypeVenture Capital Fund | Count18 | GAV$65,375,003 |
| SEC Fund TypeOther Private Fund | Count6 | GAV$166,139,846 |