BARINGS LLC
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Company Profile
| AUM* | 415,323,284,507 28% |
| of that, discretionary | 403,231,399,860 29% |
| Number of Employees | 1,605 7% |
| of those in investment advisory functions | 633 11% |
| Private Fund GAV* | 81,667,036,212 10% |
| Avg Account Size | 895,093,286 10% |
| SMA’s | Yes |
| Private Funds | 162 51 |
Adviser Type
- Large advisory firm
- Outside the United States
- An investment adviser (or subadviser) to an investment company
- An investment adviser to a company which has elected to be a business development company
- Outside the United States
- An investment adviser (or subadviser) to an investment company
- An investment adviser to a company which has elected to be a business development company
Client Types
- Banking or thrift institutions
- Investment companies
- Business development companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Insurance companies
- Corporations or other businesses not listed above
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Disclosure Reporting
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
Recent News
Reported AUM
403B
346B
288B
230B
173B
115B
58B
2015
2016
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
Private Funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name KPMG | Filing Date11/26/2025 | Form ADV-E View Report |
| Accounting Firm Name KPMG | Filing Date10/28/2024 | Form ADV-E View Report |
| Accounting Firm Name KPMG | Filing Date01/04/2024 | Form ADV-E View Report |
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