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Company Profile

AUM* 415,323,284,507 28%
of that, discretionary 403,231,399,860 29%
Private Fund GAV* 81,667,036,212 10%
Avg Account Size 895,093,286 10%
SMA’s Yes
Private Funds 162 51

Adviser Type

- Large advisory firm
- Outside the United States
- An investment adviser (or subadviser) to an investment company
- An investment adviser to a company which has elected to be a business development company

Number of Employees 1,605 7%

of those in investment advisory functions 633 11%

Client Types

- Banking or thrift institutions
- Investment companies
- Business development companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Disclosure Reporting

11.D(2) Other regulator found violation
11.D(4) Other regulator order (past 10 yrs)

Reported AUM

403B 346B 288B 230B 173B 115B 58B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name KPMG Filing Date11/26/2025 Form ADV-E View Report
Accounting Firm Name KPMG Filing Date10/28/2024 Form ADV-E View Report
Accounting Firm Name KPMG Filing Date01/04/2024 Form ADV-E View Report

Private Funds Structure

SEC Fund Type Count GAV
SEC Fund TypeHedge Fund Count5 GAV$481,814,756
SEC Fund TypePrivate Equity Fund Count16 GAV$1,450,639,394
SEC Fund TypeReal Estate Fund Count7 GAV$10,213,188,691
SEC Fund TypeSecuritized Asset Fund Count77 GAV$25,385,815,587
SEC Fund TypeOther Private Fund Count57 GAV$44,135,577,784

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Adviser City, State AUM Employees SMA’s Private Funds
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