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Company Profile

AUM* 79,403,230,339 5%
of that, discretionary 68,435,097,904 -2%
Number of Employees 256 -10%
of those in investment advisory functions 136 -7%
Private Fund GAV* 20,264,714,710 -1%
Avg Account Size 208,955,869 81%
SMA’s Yes
Private Funds 134 3

Adviser Type

- Large advisory firm

Client Types

- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Disclosure Reporting

11.D(1) Other regulator found dishonest/unethical
11.D(2) Other regulator found violation

Reported AUM

70B 60B 50B 40B 30B 20B 10B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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