ROCKEFELLER CAPITAL MANAGEMENT
Company Profile
| As of Date | 03/31/2026 |
| ADV Location | United States, NY |
| Adviser Type - Large advisory firm | |
| Number of Employees | 1,607 36% |
| of those in investment advisory functions | 1,187 62% |
| AUM* | 136,367,585,429 72% |
| of that, discretionary | 125,324,614,657 69% |
| Private Fund GAV* | 4,073,566,198 3% |
| Avg Account Size | 1,288,346 23% |
| High Net Worth | 31.44% -18% |
| SMA’s | Yes |
| Private Funds | 48 3 |
| Websites |
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Disclosure Reporting
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.E(2) | SRO found rule violation |
Recent News
Reported AUM
53B
45B
38B
30B
23B
15B
8B
2018
2019
2020
2021
2022
2023
Private Funds
Employees
Private Funds Structure
| Fund Type | Count | GAV |
|---|---|---|
| Fund TypeHedge Fund | Count4 | GAV$1,363,866,672 |
| Fund TypePrivate Equity Fund | Count12 | GAV$1,312,137,458 |
| Fund TypeVenture Capital Fund | Count1 | GAV$273,802 |
| Fund TypeOther Private Fund | Count31 | GAV$1,397,288,266 |