ROCKEFELLER CAPITAL MANAGEMENT

Company Profile

As of Date 03/31/2026
ADV Location United States, NY
Websites
AUM* 136,367,585,429 62%
of that, discretionary 125,324,614,657 60%
Private Fund GAV* 4,073,566,198 50%
Avg Account Size 1,288,346 17%
High Net Worth 31.44% -26%
SMA’s Yes
Private Funds 49 1

Adviser Type

- Large advisory firm

Number of Employees 1,607 31%

of those in investment advisory functions 1,187 63%

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Disclosure Reporting

11.D(2) Other regulator found violation
11.D(4) Other regulator order (past 10 yrs)
11.E(2) SRO found rule violation
View 3 DRP Records

Recent News

Reported AUM

125B 107B 90B 72B 54B 36B 18B
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DELOITTE & TOUCHE LLP Filing Date10/23/2025 Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP Filing Date07/24/2025 Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LP Filing Date08/26/2024 Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP Filing Date07/29/2024 Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP Filing Date10/27/2023 Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LP Filing Date09/27/2023 Form ADV-E View Report

Private Funds Structure

SEC Fund Type Count GAV
SEC Fund TypeHedge Fund Count4 GAV$1,363,866,672
SEC Fund TypePrivate Equity Fund Count13 GAV$1,312,137,458
SEC Fund TypeVenture Capital Fund Count1 GAV$273,802
SEC Fund TypeOther Private Fund Count31 GAV$1,397,288,266

Related Companies

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