| As of Date | 03/06/2026 |
| ADV Location | United States, NY |
| Adviser Type
- Large advisory firm - An investment adviser (or subadviser) to an investment company |
|
| Number of Employees | 2,673 0% |
| of those in investment advisory functions | 1,453 4% |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
| 11.A(2) | Charged with felony |
| 11.C(1) | SEC/CFTC found false statement |
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(1) | Other regulator found dishonest/unethical |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.E(2) | SRO found rule violation |
| 11.G | Currently subject to regulatory proceeding |
| Fund Type | Count | GAV |
|---|---|---|
| Fund TypeHedge Fund | Count9 | GAV$10,567,914,697 |
| Fund TypePrivate Equity Fund | Count8 | GAV$1,025,909,924 |
| Fund TypeSecuritized Asset Fund | Count49 | GAV$17,248,547,990 |
| Fund TypeOther Private Fund | Count5 | GAV$221,365,000 |