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Company Profile

As of Date 03/06/2026
ADV Location United States, NY
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 2,673 0%
of those in investment advisory functions 1,453 4%
AUM* 410,805,650,499 6%
of that, discretionary 407,397,826,390 6%
Private Fund GAV* 29,063,737,611 -1%
Avg Account Size 18,715,519 503%
High Net Worth 12.92% 423%
SMA’s Yes
Private Funds 71 12
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees

Disclosure Reporting

11.A(2) Charged with felony
11.C(1) SEC/CFTC found false statement
11.C(2) SEC/CFTC found violation
11.C(4) SEC/CFTC order in investment-related activity
11.C(5) SEC/CFTC civil penalty / cease and desist
11.D(1) Other regulator found dishonest/unethical
11.D(2) Other regulator found violation
11.D(4) Other regulator order (past 10 yrs)
11.E(2) SRO found rule violation
11.G Currently subject to regulatory proceeding

Reported AUM

370B 317B 264B 212B 159B 106B 53B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count9 GAV$10,567,914,697
Fund TypePrivate Equity Fund Count8 GAV$1,025,909,924
Fund TypeSecuritized Asset Fund Count49 GAV$17,248,547,990
Fund TypeOther Private Fund Count5 GAV$221,365,000

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