{{ Info.Overview }}

Company Profile

AUM* 448,547,274,562 14%
of that, discretionary 444,746,303,542 14%
Private Fund GAV* 33,661,062,415 17%
Avg Account Size 18,159,809 486%
High Net Worth 12.51% 386%
SMA’s Yes
Private Funds 68 9

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Number of Employees 2,705 2%

of those in investment advisory functions 1,519 11%

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees

Disclosure Reporting

11.A(2) Charged with felony
11.C(1) SEC/CFTC found false statement
11.C(2) SEC/CFTC found violation
11.C(4) SEC/CFTC order in investment-related activity
11.C(5) SEC/CFTC civil penalty / cease and desist
11.D(1) Other regulator found dishonest/unethical
11.D(2) Other regulator found violation
11.D(4) Other regulator order (past 10 yrs)
11.E(2) SRO found rule violation
11.G Currently subject to regulatory proceeding

Reported AUM

445B 381B 318B 254B 191B 127B 64B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERNST & YOUNG, INC Filing Date01/15/2026 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date12/05/2025 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date11/26/2024 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG, INC Filing Date10/18/2024 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG Filing Date01/26/2024 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date10/26/2023 Form ADV-E View Report

Private Funds Structure

SEC Fund Type Count GAV
SEC Fund TypeHedge Fund Count9 GAV$14,392,871,507
SEC Fund TypePrivate Equity Fund Count8 GAV$1,031,429,202
SEC Fund TypeSecuritized Asset Fund Count46 GAV$18,015,396,706
SEC Fund TypeOther Private Fund Count5 GAV$221,365,000

Related Companies

Adviser City, State AUM Employees SMA’s Private Funds
ERA {{c.Name}} City, State{{c.City}}, {{c.State}}, {{c.Country}} AUM{{ c.AUM | formatUSD }} Employees{{ c.Employees | formatNumber }} SMA’sYES SMA’sNO Private Funds{{ c.PrivateFundsCount | formatNumber }}

Related Companies Historical AUM