Company Profile

As of Date 02/27/2026
ADV Location United States, CA
Adviser Type - Large advisory firm
- Outside the United States
- An investment adviser (or subadviser) to an investment company
Number of Employees 179 -73%
of those in investment advisory functions 106 -29%
AUM* 210,467,960,294 -40%
of that, discretionary 204,014,759,690 -40%
Private Fund GAV* 10,349,827,383 -43%
Avg Account Size 6,586,386 -30%
High Net Worth 0.72% -72%
SMA’s Yes
Private Funds 36 13
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Disclosure Reporting

11.C(2) SEC/CFTC found violation
11.C(4) SEC/CFTC order in investment-related activity
11.C(5) SEC/CFTC civil penalty / cease and desist
11.D(2) Other regulator found violation
11.D(4) Other regulator order (past 10 yrs)

Reported AUM

451B 386B 322B 258B 193B 129B 64B
2015 2016 2017 2018 2019 2020 2021 2022
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count19 GAV$2,701,174,561
Fund TypeLiquidity Fund Count1 GAV$5,477,681,507
Fund TypeSecuritized Asset Fund Count12 GAV$2,069,772,242
Fund TypeOther Private Fund Count4 GAV$101,199,073

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