| As of Date | 02/27/2026 |
| ADV Location | United States, CA |
| Adviser Type
- Large advisory firm - Outside the United States - An investment adviser (or subadviser) to an investment company |
|
| Number of Employees | 179 -73% |
| of those in investment advisory functions | 106 -29% |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Performance-based fees
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| Fund Type | Count | GAV |
|---|---|---|
| Fund TypeHedge Fund | Count19 | GAV$2,701,174,561 |
| Fund TypeLiquidity Fund | Count1 | GAV$5,477,681,507 |
| Fund TypeSecuritized Asset Fund | Count12 | GAV$2,069,772,242 |
| Fund TypeOther Private Fund | Count4 | GAV$101,199,073 |