WESTERN ASSET MANAGEMENT COMPANY
Company Profile
| AUM* | 210,467,960,294 -40% |
| of that, discretionary | 204,014,759,690 -40% |
| Private Fund GAV* | 10,349,827,383 -43% |
| Avg Account Size | 6,586,386 -30% |
| High Net Worth | 0.72% -72% |
| SMA’s | Yes |
| Private Funds | 36 13 |
Adviser Type
- Outside the United States
- An investment adviser (or subadviser) to an investment company
Number of Employees 179 -73%
of those in investment advisory functions 106 -29%
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
- Performance-based fees
Disclosure Reporting
| 11.A(2) | Charged with felony |
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.H(1)(b) | Court found investment-related violation |
| 11.H(2) | Currently subject to civil proceeding |
Recent News
Reported AUM
Private Funds
Employees
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeHedge Fund | Count19 | GAV$2,701,174,561 |
| SEC Fund TypeLiquidity Fund | Count1 | GAV$5,477,681,507 |
| SEC Fund TypeSecuritized Asset Fund | Count12 | GAV$2,069,772,242 |
| SEC Fund TypeOther Private Fund | Count4 | GAV$101,199,073 |