| AUM* | 13,696,598,022 53% |
| of that, discretionary | 6,238,791,968 -30% |
| Private Fund GAV* | 2,435,953,058 162% |
| Avg Account Size | 102,981,940 50% |
| SMA’s | Yes |
| Private Funds | 29 14 |
Number of Employees 89 -6%
of those in investment advisory functions 34 13%
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
| 11.D(2) | Other regulator found violation |
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeVenture Capital Fund | Count29 | GAV$2,435,953,058 |