9AT: WOLVERINE ASSET MANAGEMENT, LLC

other names

Adviser Profile

As of Date	03/28/2024
Adviser Type - Large advisory firm
Number of Employees	45 -2.17%
of those in investment advisory functions	22
Registration	SEC, Approved, 08/09/2011

AUM^*	7,990,052,758 -5.17%
of that, discretionary	7,990,052,758 -5.17%
Private Fund GAV^*	7,990,052,758
Avg Account Size	2,663,350,919 -5.17%
SMA’s	No
Private Funds	1
Contact Info	312 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$7,990,052,758

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ZACKS INVESTMENT MANAGEMENT, INC.	Hedge Fund12.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.1m	AUM10.6b	#Funds2
Adviser SONA ASSET MANAGEMENT (US) LLC	Hedge Fund10.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.1b	AUM12.8b	#Funds2
Adviser COMPASS ROSE ASSET MANAGEMENT	Hedge Fund12.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.0b	AUM12.4b	#Funds3
Adviser FREESTONE CAPITAL MANAGEMENT, LLC	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM9.5b	#Funds14
Adviser GREEN COURT CAPITAL MANAGEMENT LIMITED	Hedge Fund2.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM5.4b	#Funds4
Adviser NEUBERGER BERMAN CANADA ULC	Hedge Fund263.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV263.9m	AUM11.2b	#Funds1
Adviser PAAMCO PRISMA, LLC	Hedge Fund6.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.0b	AUM9.3b	#Funds14
Adviser ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.	Hedge Fund9.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.1b	AUM9.7b	#Funds9
Adviser LOMBARD ODIER ASSET MANAGEMENT (USA) CORP	Hedge Fund8.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV8.2b	AUM8.3b	#Funds15
Adviser TRUTINO CAPITAL MANAGEMENT, LLC	Hedge Fund1.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM8.5b	#Funds1

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker594972408	Stock NameMICROSTRATEGY INC (PUT)	$ Position$476,772,444	% Position5.00%	$ Change155.00%	# Change49.00%
Stck Ticker19260Q107	Stock NameCOINBASE GLOBAL INC (PUT)	$ Position$235,611,870	% Position2.00%	$ Change36.00%	# Change-2.00%
Stck Ticker76954A103	Stock NameRIVIAN AUTOMOTIVE INC (PUT)	$ Position$165,240,530	% Position2.00%	$ Change15.00%	# Change-3.00%
Stck Ticker62914V106	Stock NameNIO INC (PUT)	$ Position$85,496,984	% Position1.00%	$ Change-24.00%	# Change17.00%
Stck Ticker94419L101	Stock NameWAYFAIR INC (PUT)	$ Position$52,071,568	% Position1.00%	$ Change-17.00%	# Change5.00%
Stck Ticker68389X105	Stock NameORACLE CORP (PUT)	$ Position$52,841,544	% Position1.00%	$ Change43.00%	# Change47.00%
Stck Ticker88160R101	Stock NameTESLA INC (PUT)	$ Position$55,851,072	% Position1.00%	$ Change373.00%	# Change207.00%
Stck Ticker037833100	Stock NameAPPLE INC (PUT)	$ Position$65,559,956	% Position1.00%	$ Change-3.00%	# Change-10.00%
Stck Ticker565788106	Stock NameMARA HOLDINGS INC (PUT)	$ Position$94,207,152	% Position1.00%	$ Change88.00%	# Change82.00%
Stck TickerV7780T103	Stock NameROYAL CARIBBEAN GROUP (PUT)	$ Position$139,728,933	% Position1.00%	$ Change30.00%	# Change0.00%

Brochure Summary

Overview

i) Firm Description Wolverine Asset Management, LLC (“WAM” or “us” or “we”) was formed in 2001 to provide discretionary investment management services to institutional clients using structural arbitrage and relative value strategies. The indirect principal owners of WAM are Christopher Gust and Robert Bellick. ii) Types of Advisory Services WAM offers investment advisory services to institutional clients, including pooled investment vehicles (e.g., hedge funds). WAM serves as the discretionary investment manager to the funds listed below and may, in the future, serve as the discretionary investment manager to additional pooled investment vehicles, accounts, and other arrangements with institutional clients (collectively, the “WAM Funds”). The WAM Funds are offered only to sophisticated institutional investors and qualified purchasers. The “WAM Funds” include:
• Wolverine Flagship Fund, LLC (U.S.-domiciled feeder fund);
• Wolverine Flagship Fund Limited (Cayman-domiciled feeder fund); and
• Wolverine Flagship Fund Trading

Limited (a Cayman-domiciled master fund) (“WFFTL”). The objective of the WAM Funds is to seek returns on capital through arbitrage and relative value strategies. See Item 8 for a more detailed explanation of the specific strategies the WAM Funds implemented. All investment and trading activity takes place at the WFFTL level for the WAM Funds. The general purpose of the U.S.-domiciled feeder fund is to accept investments from U.S. taxable investors, and the general purpose of the Cayman-domiciled feeder fund is to accept investments from U.S. tax-exempt investors and non-U.S. investors. Transactions WAM entered on behalf of WFFTL are outlined in the confidential information memorandum or any other written agreement between WAM and the WAM Funds. Transactions WAM entered on behalf of the WAM Funds are not based on the individual needs of investors in the WAM Funds. iii) Management of Client Assets As of December 31, 2023, WAM managed approximately $3,937,184,721 in client assets on a discretionary basis on behalf of the WAM Funds.

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WOLVERINE ASSET MANAGEMENT, LLC

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