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Adviser Profile

As of Date 02/27/2025
Adviser Type - Large advisory firm
Number of Employees 55 27.91%
of those in investment advisory functions 47 34.29%
Registration Rhode Island, Terminated, 02/10/2016
Other registrations (1)

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 1B 811M 608M 405M 203M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$49,493,456 % Position6.00% $ Change # Change
Stck Ticker78463V107 Stock NameSPDR GOLD TR $ Position$49,808,917 % Position6.00% $ Change11.00% # Change5.00%
Stck Ticker025072307 Stock NameAMERICAN CENTY ETF TR $ Position$28,495,429 % Position4.00% $ Change # Change
Stck Ticker92647N535 Stock NameVICTORY PORTFOLIOS II $ Position$26,703,444 % Position3.00% $ Change-28.00% # Change-28.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$21,955,120 % Position3.00% $ Change58.00% # Change8.00%
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF TR $ Position$24,256,159 % Position3.00% $ Change-21.00% # Change-29.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$13,222,671 % Position2.00% $ Change-11.00% # Change-20.00%
Stck Ticker14020Y300 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$15,924,841 % Position2.00% $ Change0.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$11,587,630 % Position1.00% $ Change-8.00% # Change0.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$5,623,423 % Position1.00% $ Change-3.00% # Change3.00%

Brochure Summary