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Adviser Profile

As of Date 04/21/2025
Adviser Type - Large advisory firm
Number of Employees 87 27.94%
of those in investment advisory functions 41 2.50%
Registration Connecticut, Terminated, 06/24/2003
Other registrations (5)
AUM* 9,470,063,452 69.06%
of that, discretionary 9,470,063,452 69.06%
Private Fund GAV* 0
Avg Account Size 645,539 21.12%
% High Net Worth 12.66% 22.42%
SMA’s Yes
Private Funds 0
Contact Info 201 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

6B 5B 4B 3B 2B 2B 800M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$201,882,682 % Position3.00% $ Change-21.00% # Change-11.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$212,403,268 % Position3.00% $ Change-16.00% # Change-5.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$116,870,118 % Position2.00% $ Change-12.00% # Change9.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO. $ Position$109,077,852 % Position2.00% $ Change3.00% # Change1.00%
Stck Ticker00287Y109 Stock NameABBVIE INC $ Position$121,475,307 % Position2.00% $ Change20.00% # Change2.00%
Stck Ticker09260D107 Stock NameBLACKSTONE INC $ Position$106,462,588 % Position2.00% $ Change-17.00% # Change2.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$155,463,855 % Position2.00% $ Change-46.00% # Change-26.00%
Stck Ticker166764100 Stock NameCHEVRON CORP NEW $ Position$99,441,799 % Position2.00% $ Change22.00% # Change6.00%
Stck Ticker718172109 Stock NamePHILIP MORRIS INTL INC $ Position$105,409,254 % Position2.00% $ Change29.00% # Change-2.00%
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$69,008,623 % Position1.00% $ Change1.00% # Change1.00%

Brochure Summary