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Adviser Profile

As of Date 03/14/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 5
Registration SEC, Approved, 11/28/2000
AUM* 822,275,700 21.23%
of that, discretionary 782,064,109 22.41%
Private Fund GAV* 0
Avg Account Size 997,907 10.05%
% High Net Worth 20.18% 13.10%
SMA’s Yes
Private Funds 0
Contact Info 304 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
713M 611M 509M 408M 306M 204M 102M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSPDR S&P 500 ETF Trust $ Position$64,410,888 % Position8.00% $ Change6.00% # Change4.00%
Stck Ticker46090E103 Stock NameInvesco QQQ Trust $ Position$42,031,672 % Position6.00% $ Change6.00% # Change1.00%
Stck Ticker037833100 Stock NameApple Inc $ Position$33,907,407 % Position4.00% $ Change4.00% # Change-3.00%
Stck Ticker532457108 Stock NameEli Lilly & Company $ Position$27,927,872 % Position4.00% $ Change-15.00% # Change-2.00%
Stck Ticker464287655 Stock NameiShares TR $ Position$23,867,523 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$22,081,570 % Position3.00% $ Change-4.00% # Change-2.00%
Stck Ticker67066G104 Stock NameNvidia Corporation $ Position$15,534,187 % Position2.00% $ Change9.00% # Change-1.00%
Stck Ticker464287168 Stock NameiShares TR $ Position$14,709,863 % Position2.00% $ Change-3.00% # Change-1.00%
Stck Ticker69608A108 Stock NamePalantir Technologies Inc $ Position$12,824,050 % Position2.00% $ Change97.00% # Change-3.00%
Stck Ticker46137V357 Stock NameInvesco Exchange Traded Fd TR $ Position$18,631,018 % Position2.00% $ Change-2.00% # Change0.00%

Brochure Summary