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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 31 6.90%
of those in investment advisory functions 11 22.22%
Registration SEC, Approved, 09/21/1994
AUM* 137,561,001,775 2.95%
of that, discretionary 136,151,766,495 2.94%
Private Fund GAV* 0
Avg Account Size 20,577,562 13.13%
SMA’s Yes
Private Funds 0
Contact Info 980 xxxxxxx

Client Types

- Individuals (other than high net worth individuals)
- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

Discretionary
Non-discretionary
180B 154B 128B 103B 77B 51B 26B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

No private funds

Employees

Brochure Summary