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Adviser Profile

As of Date 03/27/2025
Adviser Type - Large advisory firm
Number of Employees 7 16.67%
of those in investment advisory functions 3 50.00%
Registration SEC, Approved, 04/20/1989
AUM* 1,001,000,000 37.31%
of that, discretionary 1,001,000,000 37.31%
Private Fund GAV* 0
Avg Account Size 2,566,667 45.06%
% High Net Worth 58.46% 30.66%
SMA’s Yes
Private Funds 0
Contact Info 314 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 867M 722M 578M 433M 289M 144M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker50155Q100 Stock NameKYNDRYL HLDGS INC COMMON STOCK $ Position$63,457,000 % Position7.00% $ Change-5.00% # Change-29.00%
Stck Ticker09857L108 Stock NameBOOKING HOLDINGS INC $ Position$59,043,000 % Position7.00% $ Change-13.00% # Change-31.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$60,453,000 % Position7.00% $ Change1.00% # Change0.00%
Stck TickerG96629103 Stock NameWILLIS TOWERS WATSON $ Position$58,385,000 % Position7.00% $ Change-9.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON.COM INC $ Position$52,301,000 % Position6.00% $ Change16.00% # Change1.00%
Stck Ticker337738108 Stock NameFISERV INC $ Position$52,644,000 % Position6.00% $ Change-21.00% # Change1.00%
Stck Ticker31946M103 Stock NameFIRST CTZNS BANCSHARES CL A $ Position$54,628,000 % Position6.00% $ Change5.00% # Change0.00%
Stck Ticker783513203 Stock NameRYANAIR HOLDINGS PLC SPONSORED $ Position$40,636,000 % Position5.00% $ Change36.00% # Change0.00%
Stck Ticker125523100 Stock NameCIGNA GROUP $ Position$41,844,000 % Position5.00% $ Change0.00% # Change0.00%
Stck Ticker09581B103 Stock NameBLUE OWL CAPITAL INC COM CL A $ Position$38,606,000 % Position5.00% $ Change-4.00% # Change0.00%

Brochure Summary