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Adviser Profile

As of Date 03/26/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
- An investment adviser to a company which has elected to be a business development company
Number of Employees 558 9.63%
of those in investment advisory functions 96 -8.57%
Registration SEC, Approved, 12/31/1987
AUM* 315,351,503,018 1.15%
of that, discretionary 315,351,503,018 1.15%
Private Fund GAV* 0
Avg Account Size 1,888,332,353 9.02%
SMA’s No
Private Funds 0
Contact Info 973 xxxxxxx
Websites

Client Types

- Investment companies
- Business development companies

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
393B 337B 281B 225B 168B 112B 56B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds

No private funds

Employees

Brochure Summary