9AT: SER CAPITAL PARTNERS MANAGEMENT, LP

other names

SER CAPITAL PARTNERS MANAGEMENT, LP

Adviser Profile

As of Date	11/25/2025
ADV Location	REDWOOD CITY, CA, United States
Adviser Type - Large advisory firm
Number of Employees	15 88%
of those in investment advisory functions	10 67%
Registration	SEC, Approved, 07/29/2022
Other registrations (2)	SEC, ERA - Withdrawn, 06/29/2022 California, ERA - Withdrawn, 06/29/2022
Former registrations	SER CAPITAL PARTNERS MANAGEMENT, LP

AUM^*	676,772,172 44%
of that, discretionary	676,772,172 44%
Private Fund GAV^*	511,993,350 -2%
Avg Account Size	56,397,681 20%
SMA’s	No
Private Funds	13 3
Contact Info	415 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count13	GAV$511,993,350

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ECM U.S. INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM455.6m	#Funds-
Adviser AUSTRALIS PARTNERS (ADVISERS) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.0b	AUM651.8m	#Funds4
Adviser CAPITALA PRIVATE ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund431.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV431.9m	AUM493.7m	#Funds4
Adviser ARABLE CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund444.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV444.2m	AUM624.9m	#Funds1
Adviser MCGINTY ROAD PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund470.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV470.6m	AUM646.0m	#Funds12
Adviser WOODWARD DIVERSIFIED CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund218.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV218.3m	AUM609.8m	#Funds12
Adviser STRIDE CONSUMER	Hedge Fund-	Liquidity Fund-	Private Equity Fund678.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV678.8m	AUM678.8m	#Funds6
Adviser HEARTWOOD PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2b	AUM1.3b	#Funds21
Adviser PRINCETON EQUITY GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.4b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.4b	#Funds8
Adviser STONE-GOFF PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund715.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV715.8m	AUM626.1m	#Funds20

Brochure Summary

Overview

SER Capital Is an investment adviser with its principal place of business located in Redwood City, CA. SER Capital was formed in 2020 and began operations the same year. The Adviser is privately held by its general partner, SER Capital Partners, LLC, which is controlled by Rahul Advani and Sara Graziano. The Adviser provides investment advisory services to privately offered pooled investment funds (the “Funds”) that are exempt from registration under the Investment Company Act of 1940, as amended (the “1940 Act”) and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”). The Funds make primarily long-term private equity and equity-related investments. In accordance with the Funds’ respective investment objectives, investments are generally made in middle market companies doing business in sustainable industrial, environmental, and renewable sectors. The Adviser’s advisory services consist of investigating, identifying, and evaluating investment opportunities, structuring, negotiating, and making investments on behalf of the Funds, managing, and monitoring the performance of such investments and disposing of such investments. The Adviser serves as the investment adviser to the Funds in order to provide such services. From time to time, SER Capital may allow Fund investors to invest in a co-investment vehicle alongside the Funds. Co-investment opportunities may not be available or offered to all

Fund investors. With respect to the Funds, SER Capital manages each Fund in accordance with the relevant limited partnership agreement, investment management agreement, offering memorandum, or other applicable Fund documentation (collectively, “Offering Documents”), where applicable. Any Fund restrictions on investments are set forth in each respective Fund’s Offering Documents. SER Capital does not tailor its investment advice to the individual investors in each Fund that it manages. As such, investors cannot impose restrictions on the types of investments made through the Funds. Subject to applicable law and each Fund’s Offering Documents, the general partners of the Funds have entered into side letter arrangements with certain investors and may continue to do so in the future. Side letters have the effect of altering or supplementing the terms of such investors’ investments in a Fund, including reductions of fees. In the future, side letters could provide certain investors additional rights not otherwise available to other investors. To the extent such side letter arrangements exist, certain investors in a Fund will receive more favorable fees, access to information, liquidity, or other terms. SER Capital does not participate in any wrap fee programs. As of December 31, 2023, SER Capital managed approximately $500 million in Client assets on a discretionary basis. SER Capital does not manage any Fund assets on a non- discretionary basis.

SER CAPITAL PARTNERS MANAGEMENT, LP

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