9AT: SW INVESTMENT MANAGEMENT LLC

other names

SW INVESTMENT MANAGEMENT LLC

Adviser Profile

As of Date	03/19/2026
Adviser Type - Large advisory firm
Number of Employees	1
of those in investment advisory functions	1
Registration	SEC, Approved, 04/29/2021
Other registrations (1)	SEC, ERA - Withdrawn, 03/30/2021
Former registrations	SW INVESTMENT MANAGEMENT LLC

AUM^*	698,510,360 59%
of that, discretionary	698,510,360 59%
Private Fund GAV^*	698,510,360 7%
Avg Account Size	698,510,360 59%
SMA’s	No
Private Funds	1
Contact Info	773 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$698,510,360

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SICART ASSOCIATES, LLC	Hedge Fund23.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV23.3m	AUM455.4m	#Funds1
Adviser LAVACA CAPITAL, LLC	Hedge Fund75.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV75.6m	AUM421.0m	#Funds5
Adviser RINGS CAPITAL MANAGEMENT LLC	Hedge Fund537.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV537.6m	AUM537.6m	#Funds3
Adviser THAMES CAPITAL MANAGEMENT, LLC	Hedge Fund830.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV830.5m	AUM830.5m	#Funds3
Adviser OCO CAPITAL PARTNERS LP	Hedge Fund651.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV651.8m	AUM651.8m	#Funds4
Adviser OLYMPIAD RESEARCH LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM591.6m	#Funds-
Adviser HYPERION CAPITAL ADVISORS LP	Hedge Fund269.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV269.5m	AUM505.9m	#Funds8
Adviser TRI LOCUM PARTNERS LP	Hedge Fund178.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV178.8m	AUM752.9m	#Funds3
Adviser STONY POINT CAPITAL	Hedge Fund46.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV46.8m	AUM1.5b	#Funds3
Adviser KENT LAKE PR LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM470.8m	#Funds-

Brochure Summary

Overview

Items 4.A. and 4.B. SW Investment Management LLC, an Illinois limited liability company (“SWIM”), was formed in December 2015. Mr. White is SWIM’s principal owner and portfolio manager (the “Principal”). SWIM provides investment advisory services on a discretionary basis to a privately offered pooled investment vehicle, SWIM Partners LP, a Delaware limited partnership (the “Fund”). The Fund privately offers limited partnership interests (“Interests”) to qualified persons who, upon admission to the Fund, become limited partners (each, an “Investor” and collectively, the “Investors”). SWIM serves as the Fund’s general partner. Interests in the Fund are offered under exemptions from registration under Section 4(a)(2) of the United States Securities Act of 1933, as amended (the “Securities Act”), Regulation D promulgated thereunder, and Section 3(c)(1) of the United States Investment Company Act of 1940, as amended (the “Investment Company Act”), and applicable state securities laws. SWIM pursues a concentrated, long/short strategy that invests primarily in common stocks, and to a lesser degree preferred stocks, options, debt, and other asset

classes. Please see Item 8.A. for a description of SWIM’s investment strategy. SWIM’s advisory services are provided to the Fund pursuant to the terms of the Fund’s relevant governing and offering documents (collectively, “Governing Documents”) and based on the specific investment objectives and strategies as disclosed in the Fund’s Governing Documents. The advisory services the Fund receives are tailored to meet the specified investment objectives and strategies as set forth in the Fund’s Governing Documents. Investors generally cannot impose additional investment guidelines, restrictions, or other requirements on the Fund. SWIM has entered into a side letter agreement with a certain Investor of the Fund. Side letters are negotiated prior to investment and establish rights that supplement or alter the terms of the applicable Governing Document. Such rights may not be available to other Investors. SWIM typically does not alter fee or liquidity terms through side letters. SWIM does not participate in wrap fee programs. As of December 31, 2023, SWIM manages regulatory assets of approximately $438,411,189 on a discretionary basis.

SW INVESTMENT MANAGEMENT LLC

Related Companies

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview