9AT: REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC

other names

REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/21/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	20 33%
of those in investment advisory functions	18 29%
Registration	SEC, Approved, 07/27/2020
Other registrations (1)	SEC, ERA - Withdrawn, 06/26/2020
Former registrations	REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC

AUM^*	812,185,528 15%
of that, discretionary	812,185,528 -6%
Private Fund GAV^*	1,001,434,612 23%
Avg Account Size	101,523,191 -41%
SMA’s	No
Private Funds	9 4
Contact Info	(21 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count9	GAV$1,001,434,612

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser WM PARTNERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.7b	AUM1.2b	#Funds12
Adviser VESEY STREET CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds26
Adviser FOLIUM CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund935.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV935.8m	AUM935.8m	#Funds8
Adviser LFM CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM1.4b	#Funds11
Adviser TURNING ROCK PARTNERS, L.P.	Hedge Fund26.1m	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds14
Adviser AVITAS WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM996.3m	#Funds-
Adviser OMNI BRIDGEWAY MANAGEMENT (USA) LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.0b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM2.1b	#Funds14
Adviser MOUNTAINGATE MANAGEMENT CO., LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.5b	AUM1.5b	#Funds13
Adviser HUNTER CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund16.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV16.3m	AUM1.0b	#Funds1
Adviser BAIN CAPITAL INSURANCE SOLUTIONS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.7b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.7b	AUM3.0b	#Funds13

Brochure Summary

Overview

The Adviser is a New York-based private equity management firm that, together with its affiliates, provides investment advisory services to pooled investment vehicles which are exempt from registration under the Investment Company Act of 1940, as amended, which include Regal Healthcare Capital Partners, L.P., RHCP-II, L.P., RHCP-II QP, L.P., RHCP-III, L.P., and RHCP-III QP, L.P. (each a “Fund” and collectively, the “Funds” or each a “Client” and collectively, the “Clients”). The Adviser has been in business since 2017 and its owners are David Kim, MD, Jon Santemma and Terry Wang. The Adviser provides advisory services with respect to equity investments in private companies operating in the healthcare sector. Interests in the Funds generally are privately offered to qualified limited partners in the United States. The Funds make direct equity investments into small and medium-sized companies that demonstrate a potential for longevity and growth. The Adviser’s investment advisory services consist of identifying and evaluating investment opportunities and negotiating the terms of purchase and sale of investments as well as providing day-to-day

managerial support services. Investments are made predominantly in non-public companies, although investments in public companies are permitted in certain instances. From time to time, the senior principals of the Adviser or other individuals chosen by the Adviser may serve on portfolio companies’ respective boards of managers or otherwise act to influence control over management of portfolio companies held by the Funds. The Adviser tailors its advisory services to the individual needs of each of its Clients (not the individual investors of the Clients) based on the specific characteristics of such Client, including but not limited to: the stage in the investment period of each Client, and any other restrictions set forth in the private placement memorandum, limited partnership agreement, investment advisory agreement and other governing documents of the relevant Fund (collectively, “Governing Documents”). The Adviser does not participate in wrap fee programs. As of December 31, 2023, the Adviser had approximately $703,645,217 in regulatory assets under management, all of which were managed on a discretionary basis.

REGAL HEALTHCARE CAPITAL MANAGEMENT, LLC

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Brochure Summary

Overview