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Adviser Profile

As of Date 03/18/2024
Adviser Type - Outside the United States
Number of Employees 5 25.00%
of those in investment advisory functions 2
Registration SEC, Approved, 5/15/2020
Other registrations (2)
Former registrations

NEUMANN ADVISORY HONG KONG LIMITED

AUM* 452,387,455 21.85%
of that, discretionary 452,387,455 21.85%
Private Fund GAV* 452,387,454 21.85%
Avg Account Size 226,193,728 21.85%
SMA’s Yes
Private Funds 2
Contact Info +85 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
755M 647M 539M 431M 323M 216M 108M
2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$452,387,454

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Stck Ticker63942X106 Stock NameNAVITAS SEMICONDUCTOR CORP $ Position$3,365 % Position1.00% $ Change-38.00% # Change0.00%
Stck TickerP8696W104 Stock NameSINOVAC BIOTECH LTD $ Position$2,042 % Position1.00% $ Change0.00% # Change0.00%

Brochure Summary

Overview

Advisory Firm Neumann Advisory Hong Kong Limited (“NAHKL” or the “Firm”) is a company domiciled in Hong Kong, Special Administrative Region, incorporated on February 11, 2015. The Firm acts as the investment adviser and provides investment advisory services to private investment funds. The Firm is 100% owned by Neumann Advisors (“NA Cayman”), which in turn is 100% owned by Neumann Group Limited (“NGL BVI”), which is wholly owned and controlled by the founder, Fei Zhang (“Mr. Zhang”). Mr. Zhang serves as director, substantial shareholder, chief executive officer and chief investment officer of the Firm. He also serves as a director and substantial shareholder of NA Cayman and NGL BVI. The Firm acts as the investment manager of Neumann Capital, an exempted company incorporated with limited liability company under the laws of the Cayman Islands (the “Master Fund”) and of its Non-U.S Feeder Fund, Neumann Capital Feeder A, and U.S. Feeder Fund, Neumann Capital Feeder B, both of which are also an exempted company incorporated with limited liability company under the laws of the Cayman Islands (both the “Feeder Funds”, and together with the Master Fund, the “Fund”). The Firm provides discretionary investment advisory services to the Fund in its capacity as the investment adviser of the Fund. Mr. Zhang serves as the director of the Fund. No registration statement has been or will be filed with the U.S. Securities and Exchange Commission (the “SEC”) or any state securities authority with respect to any offering of the Fund. The Shares have not been and will not be registered under the United States Securities Act of 1933, as amended (the “1933 Act”) or the securities laws of any of the states of the United States. Furthermore, the Fund has not been and will not be registered under the United States Investment Company Act of 1940, as amended (the “1940 Act”) since Shares will only be sold to US Persons who meet the status of “qualified purchasers”, as defined in the 1940 Act. Each subscriber for Shares that is a US Person will be required to certify that it is an “accredited investor” and a “qualified purchaser”, in each case as defined under applicable US federal securities laws, thereby also qualifying as a “qualified eligible person”
as defined in Rule 4.7 under the United States Commodity Exchange Act, as amended (the “CEA”). Types of Services Offered The principal activity of the Firm is to provide discretionary investment management services including investment advisory services, focusing on investments globally across a range of asset classes with no limits to any geographical area or industry sector, but will invest primarily in listed equities. The Firm may also invest in unlisted equities, including late-stage private investments and private investments in public equities, on an ancillary basis. The Firm provides investment advisory services to the Fund based on specific investment objectives and strategies. The Fund’s offering documents (as amended and supplemented from time to time) set forth the investment guidelines and/or the types of investments in which the assets of the Fund may invest. Together with its affiliates, the Firm also provides investment advisory services to separately managed accounts (“SMAs”). Ability to Tailor Services and Impose Restrictions The investment objectives and strategy for the Fund are described in the Fund’s offering documents. The Firm provides investment management and advisory services to the Fund, pursuant to the Investment Management Agreement, based on the specific investment objectives and strategies of the Fund and does not provide services individually to investors in the Fund (the “Investors”). Since the Firm does not provide tailored advice to the Investors, the Investors should consider whether the Fund’s investment strategies are in line with their risk tolerances. The Fund may from time to time enter into side letter agreements or other similar agreements (“Side Letters”) providing Investors with additional and/or different rights and benefits. Wrap Fee Programs The Firm does not participate, sponsor or act as a portfolio manager for any wrap fee programs. Client Assets As of December 31, 2023, the Firm had approximately US$ 452,387,454.63 regulatory assets under management, all of which it manages on a discretionary basis. The performance of the Fund and SMAs are reported, fees are calculated, and all subscriptions and redemptions are transacted, in US dollars (US$).