WATERFALL ASSET MANAGEMENT, LLC

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Adviser Profile

As of Date:

05/10/2024

Adviser Type:

- Large advisory firm
- An investment adviser (or subadviser) to an investment company


Number of Employees:

168 -8.20%

of those in investment advisory functions:

72 -10.00%


Registration:

SEC, Approved, 1/9/2006

AUM:

18,607,370,885 13.99%

of that, discretionary:

18,607,370,885 13.99%

GAV:

14,855,216,310 -14.81%

Avg Account Size:

277,721,954 -1.32%


SMA’s:

YES

Private Funds:

24 6

Contact Info

212 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
16B 14B 12B 9B 7B 5B 2B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

Waterfall Asset Management names two new partners
09/13/2022

Waterfall Asset Management names two new partners Submitted 13/09/2022 - 3:35pm Waterfall Asset Management has promoted Leo Wong and Keerthi Raghavan to partner from managing director. Both are based in New York office and join the six current partners at the firm. Raghavan and Wong have been instrumental in developing Waterfalls’ high yield ABS trading and res...

Hedge Week

Horizon Technology Finance Management Announces Platform Expansion
04/01/2021

2021 it entered into an agreement with Waterfall Asset Management, LLC ("Waterfall") to originate and manage a venture debt portfolio. Horizon will originate and manage an initial commitment of $100 million, with the potential to increase to $300 million ...

Yahoo Finance

Horizon Technology Finance Management Announces Platform Expansion
03/31/2021

2021 it entered into an agreement with Waterfall Asset Management, LLC ("Waterfall") to originate and manage a venture debt portfolio. Horizon will originate and manage an initial commitment of $ ...

Morningstar

Horizon Technology Finance Management Announces Platform Expansion
03/31/2021

2021 it entered into an agreement with Waterfall Asset Management, LLC ("Waterfall") to originate and manage a venture debt portfolio. Horizon will originate and manage an initial commitment of $ ...

prnewswire.com

Horizon Technology Finance Management Announces Platform Expansion
03/31/2021

2021 it entered into an agreement with Waterfall Asset Management, LLC ("Waterfall") to originate and manage a venture debt portfolio. Horizon will originate and manage an initial commitment of $ ...

Yahoo Finance

Premier Miton Diversified Income
03/23/2021

The selling price currently displayed is higher than the buying price. This can occur temporarily for a variety of reasons; shortly before the market opens, after the market closes or because of ...

hl.co.uk


Private Funds Structure

Fund Type Count GAV
Hedge Fund 19 $14,761,578,877
Private Equity Fund 4 $91,462,389
Real Estate Fund 1 $2,175,044

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Private Funds



Employees