Hahn Capital Management, LLC (“HCM”) is an Investment Adviser registered with the
U.S. Securities and Exchange Commission – SEC File number 108-32487. HCM was
founded in 1988 by Elaine F. Hahn. In 2004, HCM was converted from a wholly-owned
LLC to a Member-Managed LLC and simultaneously distributed equity to Paul O. Javier
(Director of Operations) and John D. Schaeffer (Director of Research). Subsequently,
Michael Whitfield, Senior Research Analyst was admitted as a member in January 2008.
HCM’s total firm assets under management as of 123122, in millions $967.21. Actively
managed $367.21 and Advisory-Only UMA/SMA $500.00, per GIPS standards
UMA/SMA assets are considered advisory only and should be noted when representing
in total firm AUM. Please contact us for our most current AUM.
Hahn Capital Management, LLC is 100% employee managed with three (3) Managing
Members:
John D. Schaeffer – President and CIO
Michael Whitfield – Director of Research and Co-Portfolio Manager
Paul O. Javier – CCO and Director of Operations
HCM provides non-custodial full discretionary investment advisory services to its clients.
In most cases, HCM requires a minimum equity account size of $500,000. However, in
some instances, HCM may agree to manage an account with a value of less than
$500,000. HCM's management fees may vary according to the type and size of the
account, as well as the level of client service provided. If account circumstances or the
services provided are different from the typical account, fees may be negotiated.
HCM provides continuing investment advice on Investment Types including Mid Cap
Value Equity, Mid Cap Core Equity, and Equity Value Strategies as determined by
written agreement with the client.
The Mid Cap Value Equity, Mid Cap Core Equity, and Equity Value Strategies focus
on
companies with $2B to $50B market capitalization.
HCM also participates in certain SMA/UMA Programs and Platforms as a Model
Provider of HCM’s Mid Cap Value and Mid Cap Core Equity Strategies, in which HCM
provides security holdings and percentage weightings, including cash, in the form of a
Model Portfolio. HCM does not have any direct relationships with any of the
clients/advisers participating in such Programs/Platforms, nor does HCM retain any
trading discretion. HCM sends an updated Model Portfolio when changes are made to its
portfolio holdings and weights, as determined by HCM’s Investment Committee.
HCM provides the Model Portfolio to the Program/Platform and participants in the
Program/Platform may choose to include all or part of HCM’s Model Portfolio holdings
and weightings in their investment strategy.
HCM also acts as a sub-adviser to a Canadian Fund (U.S. Mid Cap Value) based in
Ontario and is relying on the exemption from registration in Canada contained in Section
8.26.1 of the National Instrument 31-103 Registration Requirement, Exemptions and On-
going Registrants Obligation (“NI 31-103”) under Canadian securities laws. HCM also
acts as a sub-adviser to one (1) U.S. Funds (Multi-Manager Mid Cap Value Fund).
All other Investment Types are only offered on a Client initiated basis. From time to
time, HCM will based on Client request, provide investment advice on investment types
not included in the Mid Cap Value Equity, Mid Cap Core, or Equity Value strategies.
HCM as a matter of policy will notify any such client: that HCM considers these types of
investments to be outside of HCM’s area of expertise; that these investment types will be
considered non-managed assets; and, that HCM will not have discretionary authority
for these investments.